Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D. KirkCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Adam Harris SmithCitigroup Global Markets Inc.City National Securities, Inc.07-19-2010
Al Taiye DohertyCitigroup Global Markets Inc.Internet Securities$25010-19-2010
Albert YousoufianCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-17-2019
Alex Meng HuangCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2013
Alfred Kawai LeeCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-17-2014
Alma Vida Medina LopezCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-16-2011
Amanda M WoodCitigroup Global Markets Inc.Chase Investment Services Corp.01-26-2012
Amita DhingraCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-27-2011
Andrea C. BisharaCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-15-2016
Andrea RossatoCitigroup Global Markets Inc.Deutsche Bank Securities Inc.$50006-01-2010
Andrew C. LaiCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-05-2016
Andrew J ParkCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-08-2017
Andrew PerceleanuCitigroup Global Markets Inc.PFG Advisors$10008-18-2017
Andrew Seunghwan HurCitigroup Global Markets Inc.J.P. Morgan Securities LLC01-11-2016
Andrew Troy DavisCitigroup Global Markets Inc.UBS Financial Services Inc.03-01-2009
Andrew Wade SmithCitigroup Global Markets Inc.UnionBanc Investment Services, LLC$10005-24-2017
Andrew Wei YangCitigroup Global Markets Inc.J.P. Morgan Securities LLC01-06-2016
Angel K. ChenCitigroup Global Markets Inc.UBS Financial Services Inc.07-14-2016
Angela Faye BerryCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-19-2013
Angela On Kei LauCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-02-2014
Angeline Marie TurcanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25011-27-2018
Anna V. CarreraCitigroup Global Markets Inc.UnionBanc Investment Services, LLC05-01-2012
Anne GolianCitigroup Global Markets Inc.Chase Investment Services Corp.12-12-2011
Annel Veronica Lopez-CastroCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-24-2014
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Showing 1 to 25 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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