Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Michelle MingCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-13-2019
Rachelle M. Flood KupelianCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-05-2018
Rosalba SalinasCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-23-2018
Tommy Terry HuynhCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-14-2017
Ron HertzbergCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-12-2017
Eric James BradleyCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-08-2017
Vu K. LeCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-13-2017
Lulu XiongCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-17-2017
David L. ChaoCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-06-2017
Farooq ImamCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-18-2017
Andrew J. ParkCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-08-2017
Justin Eric MorinCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-05-2017
Darren S. TaggartCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-27-2017
Anusha SriramCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-26-2017
Diaa AskandafiCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-26-2017
Andrea Guadalupe OsorioCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-13-2017
Mark Noble MaxsonCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-16-2016
Thomas Doyle ThigpenCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-22-2016
Andrea C. BisharaCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-15-2016
Krikor Zohrab BadjaksezianCitigroup Global Markets Inc.J.P. Morgan Securities LLC01-11-2016
Andrew Wei YangCitigroup Global Markets Inc.J.P. Morgan Securities LLC01-06-2016
Huimin J. JiangCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-30-2015
Hiroto HayashiCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-31-2014
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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