Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie Cordeiro CesarCitigroup Global Markets Inc.UBS Financial Services Inc.11-21-2019
Sandra MahechaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.07-12-2019
Adriana Carolina ArangurenCitigroup Global Markets Inc.UBS Financial Services Inc.07-08-2019
Jonathan AntunesCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-25-2019
Melissa RoqueCitigroup Global Markets Inc.LPL Financial LLC06-03-2019
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Services LLC05-06-2019
Joao Carlos BastosCitigroup Global Markets Inc.LPL Financial LLC$25004-29-2019
Elva I. DominguezCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-17-2018
Mariana Sanches BertoldiCitigroup Global Markets Inc.Itau International Securities Inc.09-26-2018
Ana Claudia Claudia Carvalho Carvalho RibeiroCitigroup Global Markets Inc.Itau International Securities Inc.09-26-2018
Austin V. Koenen Jr.Citigroup Global Markets Inc.J.P. Morgan Securities LLC08-28-2018
Natalia GarzonCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-30-2018
Paulo Eduardo BettegaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-25-2018
Carlos L. SerranoCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-27-2018
Alberto ValdesCitigroup Global Markets Inc.Raymond James Financial Services, Inc.01-02-2018
Roberto Maria LopezCitigroup Global Markets Inc.SunTrust Advisory Services, Inc.$10010-03-2017
Rocio Mora SalazarCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-07-2017
Carlos MorloteCitigroup Global Markets Inc.Cetera Investment Services LLC$25008-29-2017
Joaquin Eduardo GonzalezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$10008-18-2017
Kara Elizabeth LiveseyCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-15-2017
Andres J PimentelCitigroup Global Markets Inc.SunTrust Investment Services, Inc.$10007-11-2017
Korisa Anne PetreCitigroup Global Markets Inc.Raymond James Financial Services, Inc.07-05-2017
Ashley Amanda ThompsonCitigroup Global Markets Inc.Raymond James Financial Services, Inc.07-05-2017
Francisco F. PastorCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-07-2017
Jose Manuel SotoCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$15005-31-2017
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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