Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Camila Poleto Bernardi FurlanCitigroup Global Markets Inc.Banco do Brasil Securities LLC06-11-2012
Edward Arthur RedlerCitigroup Global Markets Inc.BB&T Investment Services, Inc.$3704-18-2017
Leslie Patricia Montes De OcaCitigroup Global Markets Inc.BB&T Investment Services, Inc.03-22-2017
Oswaldo Marcelo MedinaCitigroup Global Markets Inc.BB&T Investment Services, Inc.01-10-2014
Rodrigo Rabello MottaCitigroup Global Markets Inc.Brickell Global Markets, Inc.04-21-2010
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Services LLC05-06-2019
Marcos A BaruffiCitigroup Global Markets Inc.Chase Investment Services Corp.05-01-2010
Gislaine De Castro CortezCitigroup Global Markets Inc.Citi International Financial Services LLC03-13-2019
Luis Fernando CampooCitigroup Global Markets Inc.Citi International Financial Services LLC10-09-2015
Sandra Milagros Arcay De MazzolaCitigroup Global Markets Inc.Citi International Financial Services LLC10-03-2014
Marjorie J. Goncalves PonceCitigroup Global Markets Inc.Citi International Financial Services LLC09-30-2014
Sandra M. GutierrezCitigroup Global Markets Inc.Credit Suisse Securities (USA) LLC02-11-2016
Paulo Eduardo BettegaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-25-2018
Rocio Mora SalazarCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-07-2017
Scott James BorgCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$10006-20-2016
Mariana Sanches BertoldiCitigroup Global Markets Inc.Itau International Securities Inc.09-26-2018
Carlos L. SerranoCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-27-2018
Joaquin Eduardo GonzalezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$1008-18-2017
Kara Elizabeth LiveseyCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-15-2017
David B. AmielCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-25-2017
Anibal AlvaradoCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-13-2013
Roberto TorresCitigroup Global Markets Inc.LPL Financial LLC$15008-16-2012
William John Grimes Jr.Citigroup Global Markets Inc.LPL Financial LLC07-02-2012
Jovany J. NoyCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2016
Cesar A. AlonsoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2014
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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