Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hector Luis De CespedesCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-22-2013
Anibal AlvaradoCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-13-2013
Boris Ricardo EspinozaCitigroup Global Markets Inc.J.P. Morgan Securities LLC$10004-03-2014
Fabio Lazaro FilgueirasCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-01-2015
David B. AmielCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-25-2017
David Elias Hoyos PalacioCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-24-2017
Kara Elizabeth LiveseyCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-15-2017
Joaquin Eduardo GonzalezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$10008-18-2017
Carlos L. SerranoCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-27-2018
Natalia GarzonCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-30-2018
Austin V. Koenen Jr.Citigroup Global Markets Inc.J.P. Morgan Securities LLC08-28-2018
Elva I. DominguezCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-17-2018
Jonathan AntunesCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-25-2019

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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