Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriela Andreina Payot BorgesCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2016
Ryan G MitchellCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2016
Martin ProsperiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2015
Cesar A. AlonsoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2014
Alejandro TrianaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2013
Croft Anderson MeekerCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2012
James Daniel Webb Jr.Citigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2012
Stephanie Elizabeth GarciaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2012
Mark Steven RyanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2009
Jordan A FuntCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2009
Michael TommeraasCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Jovany J. NoyCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-26-2016
Ryan Jerrell ReynoldsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-14-2014
Richard James SmithCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-01-2009
Barbara SteinhausCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2009
Danny Andrew Waller IICitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-01-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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