Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Christopher WulfCitigroup Global Markets Inc.Banc of America Investment Services, Inc.03-27-2009
Robert James CullenCitigroup Global Markets Inc.BMO Harris Financial Advisors, Inc.01-10-2019
Christina M. RinconCitigroup Global Markets Inc.BMO Harris Financial Advisors, Inc.05-27-2016
Daniel Joseph De MasiCitigroup Global Markets Inc.Citizens Securities, Inc.06-19-2014
Helen Grace CaldwellCitigroup Global Markets Inc.Citizens Securities, Inc.06-27-2012
Michelle GriffithCitigroup Global Markets Inc.Fifth Third Securities, Inc.$15009-21-2016
Viral NayakCitigroup Global Markets Inc.Fifth Third Securities, Inc.04-29-2016
Ahmed H. JoumaaCitigroup Global Markets Inc.Fifth Third Securities, Inc.12-08-2015
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Fatima Zilley RizviCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-03-2019
Justin R. DraperCitigroup Global Markets Inc.J.P. Morgan Securities LLC$1009-07-2017
Erick P AdameCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-11-2016
Kelly Lynn McKennaCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-08-2016
Jason Robert DuleyCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-03-2015
June E. CiminoCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-10-2015
Erica L. KhanCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-18-2013
Bai YuenCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Matthew BloomCitigroup Global Markets Inc.Morgan Stanley04-04-2017
Heather Anne GottfriedCitigroup Global Markets Inc.PNC Investments$1006-08-2017
Andrew Ngoc NguyenCitigroup Global Markets Inc.Robert W. Baird & Co. Incorporated01-10-2017

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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