Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Matthew GuralnickCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2016
Benjamin Mark GarciaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.05-31-2011
Charles Thomas FlahertyCitigroup Global Markets Inc.UBS Financial Services Inc.$15004-01-2009
Christopher Walter EbleCitigroup Global Markets Inc.MML Investors Services, LLC06-08-2017
Jacklyn Susanne RiderCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-09-2011
Joshua Mark EdelsonCitigroup Global Markets Inc.Barclays Capital Inc.03-01-2009
Kurt Matthew MullerCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-14-2010
Michael Jason TowmanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-04-2011
Michael Salvatore MesiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2018
Michael Wade LehmanCitigroup Global Markets Inc.Barclays Capital Inc.03-01-2009
Prakash M ThomasCitigroup Global Markets Inc.PNC Investments08-16-2017
Richard M MirandaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Robert Saul ShassolCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-18-2013
Ryan Robert CarrCitigroup Global Markets Inc.UBS Financial Services Inc.10-14-2013
Salvatore Joseph Petetti Jr.Citigroup Global Markets Inc.Ameriprise Financial Services, Inc.$15010-21-2015
Santo GiammancoCitigroup Global Markets Inc.PNC Investments12-07-2015
Scott Eric TonnesenCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-01-2009
Vanessa Sandra MahoneyCitigroup Global Markets Inc.Pruco Securities, LLC.07-19-2013
William Donovan ArdCitigroup Global Markets Inc.UBS Financial Services Inc.$15003-01-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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