Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Peter HendershottCitigroup Global Markets Inc.AIG Capital Services, Inc.$10007-05-2018
Grant K BarrCitigroup Global Markets Inc.Alexander Capital, L.P.05-02-2017
Thomas Cullen JudgeCitigroup Global Markets Inc.American Capital Partners, LLC02-08-2010
George Ryan PurcellCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$80002-27-2017
Jonathan Steven ChubakCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$10009-10-2014
Nadiya KadirovaCitigroup Global Markets Inc.Avatar Securities, LLC07-17-2018
Matthew HechtCitigroup Global Markets Inc.AXA Advisors, LLC05-28-2019
Derek Ryan FaulhaberCitigroup Global Markets Inc.AXA Advisors, LLC08-23-2017
Patrick P HarringtonCitigroup Global Markets Inc.AXA Advisors, LLC$50008-14-2012
Richard Graham MurphyCitigroup Global Markets Inc.Axiom Capital Management, Inc.01-26-2015
Stephen Vincent DolanCitigroup Global Markets Inc.B. Riley Wealth Management$10005-21-2019
Leonardo Hernandez IIICitigroup Global Markets Inc.B. Riley Wealth Management$50005-13-2019
Gabriel Estrada AlvarezCitigroup Global Markets Inc.Banorte-IXE Securities International, LTD.12-03-2013
John Paul TomassettiCitigroup Global Markets Inc.Barclays Capital Inc.04-09-2014
Michael Rocco DaloraCitigroup Global Markets Inc.Barclays Capital Inc.$10011-12-2012
Dat V. HoCitigroup Global Markets Inc.BNP Paribas Securities Corp.09-30-2010
William Louis HymanCitigroup Global Markets Inc.Burnham Securities Inc.$10005-19-2011
Eugene ZakutinskyCitigroup Global Markets Inc.Capital One Investing, LLC$25006-22-2018
Daniel Stuart CookCitigroup Global Markets Inc.Capital One Investing, LLC04-16-2018
Christian Omar GonzalezCitigroup Global Markets Inc.Capital One Investing, LLC09-26-2017
Sammy C. ChangCitigroup Global Markets Inc.Capital One Investing, LLC$10009-19-2017
Alex J RadaCitigroup Global Markets Inc.Capital One Investment Services LLC11-20-2014
Lawrence John RutiglianoCitigroup Global Markets Inc.Capital One Investment Services LLC03-06-2014
Joseph Hae-Sung YangCitigroup Global Markets Inc.Cetera Advisors LLC09-29-2017
Jonathan OcampoCitigroup Global Markets Inc.Cetera Investment Services LLC07-23-2019
Next Page »

Showing 1 to 25 of 401 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.