Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael DohertyCitigroup Global Markets Inc.LPL Financial LLC02-26-2020
Evan Michael DupreeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-20-2019
Nicolas A PintoCitigroup Global Markets Inc.Watts Capital Partners LLC11-14-2019
Richard Reid HymanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Natasha Gercie WallaceCitigroup Global Markets Inc.Wells Fargo Advisors Financial Network, LLC$10010-24-2019
Alexandra Isabella KennedyCitigroup Global Markets Inc.Citizens Securities, Inc.10-16-2019
Joseph Barnett MillerCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-25-2019
Scott Christopher BolioCitigroup Global Markets Inc.RBC Capital Markets, LLC$15009-04-2019
Carly Romano KiddCitigroup Global Markets Inc.Pinnacle Investments, LLC08-20-2019
Kathrina Luisa Sarin SaludCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-20-2019
Roberto Alexander MontielCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-30-2019
Jonathan OcampoCitigroup Global Markets Inc.Cetera Investment Services LLC07-23-2019
Matthew Anthony FinkCitigroup Global Markets Inc.Deutsche Bank Securities Inc.06-12-2019
Nicholas Edward CaronCitigroup Global Markets Inc.Raymond James Financial Services, Inc.06-06-2019
Matthew HechtCitigroup Global Markets Inc.AXA Advisors, LLC05-28-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-24-2019
Stephen Vincent DolanCitigroup Global Markets Inc.B. Riley Wealth Management$10005-21-2019
Serge G. AkopyanCitigroup Global Markets Inc.TD Ameritrade Investment Management, LLC05-14-2019
Bryan Eric AbdelnoorCitigroup Global Markets Inc.Santander Securities LLC05-14-2019
Leonardo Hernandez IIICitigroup Global Markets Inc.B. Riley Wealth Management$50005-13-2019
Kevin Robert CohenCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Matoumona KinzonziCitigroup Global Markets Inc.Santander Securities LLC04-30-2019
Seiichi ShinomiyaCitigroup Global Markets Inc.Western International Securities, Inc.04-29-2019
Safet MusovicCitigroup Global Markets Inc.LPL Financial LLC04-29-2019
Daniel Joseph TimariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$25004-25-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.