Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron S YoungCitigroup Global Markets Inc.J.P. Morgan Securities LLC$50012-12-2013
Abaristo Calero Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-29-2016
Adam H GutkinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$25009-06-2011
Adam Ilan GutmanCitigroup Global Markets Inc.Csfbdirect, Inc.$50003-14-2012
Adam Matthew KramerCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-01-2017
Agnieszka Iwona ZalewskiCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-16-2012
Ahmad Abu AdasCitigroup Global Markets Inc.PNC Investments05-08-2017
Ahmed Sharif KhanCitigroup Global Markets Inc.INVEST Financial Corporation10-18-2016
Ajay J DamleCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$25003-21-2011
Alaina SpilkevitzCitigroup Global Markets Inc.FSC Securities Corporation$25003-13-2012
Alberto FalconCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-13-2013
Alex J RadaCitigroup Global Markets Inc.Capital One Investment Services LLC11-20-2014
Alex Manuel MarinoCitigroup Global Markets Inc.Oppenheimer & Co. Inc.08-04-2016
Alexander Ward VuksichCitigroup Global Markets Inc.Hennion & Walsh, Inc.$15002-09-2015
Alexandra Isabella KennedyCitigroup Global Markets Inc.Citizens Securities, Inc.10-16-2019
Andres Eduardo SalgadoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$10011-21-2017
Andrew HackCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$25009-29-2017
Andrew Michael KeaneCitigroup Global Markets Inc.Newedge USA, LLC$25003-08-2010
Andrey Gennadyevich BorodkinCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Andrzej KalutaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$10010-30-2013
Aneesh PaulCitigroup Global Markets Inc.Csfbdirect, Inc.$25006-20-2014
Angelus FerminCitigroup Global Markets Inc.HSBC Securities (USA) Inc.08-22-2016
Anirudh D SulibhaviCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-15-2016
Anna Alexandrovna DanilovaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-20-2017
Anna ArsenichevaCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-12-2014
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Showing 1 to 25 of 400 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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