Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Anthony FinkCitigroup Global Markets Inc.Deutsche Bank Securities Inc.06-12-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Bryan Eric AbdelnoorCitigroup Global Markets Inc.Santander Securities LLC05-14-2019
Kevin Robert CohenCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Scott Thomas YeeCitigroup Global Markets Inc.Morgan Stanley05-06-2019
Matoumona KinzonziCitigroup Global Markets Inc.Santander Securities LLC04-30-2019
James Michael CapassoCitigroup Global Markets Inc.TIAA-CREF Individual & Institutional Services, LLC04-17-2019
Vladimir JusteCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-08-2019
Louis MonderineCitigroup Global Markets Inc.Santander Securities LLC04-04-2019
Richard SirykissoonCitigroup Global Markets Inc.J.P. Morgan Securities LLC02-06-2019
Jehnna Alisa WhiteCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-29-2018
Kevin HysenbegasiCitigroup Global Markets Inc.National Securities Corporation11-27-2018
Jackeline Asencio-LopezCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-07-2018
Christopher Raphael VasquezCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-26-2018
Nicholas Thomas GrayCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC10-24-2018
Bryant MathurinCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-19-2018
Juan Eduardo RamosCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-18-2018
Sandra M. RojasCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
James Dunphy IVCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
Nadiya KadirovaCitigroup Global Markets Inc.Avatar Securities, LLC07-17-2018
Michele Ann LisioCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-16-2018
Jason Peter HendershottCitigroup Global Markets Inc.AIG Capital Services, Inc.07-05-2018
William E FernandezCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-21-2018
Lenard Anthony ReivesCitigroup Global Markets Inc.Santander Securities LLC05-10-2018
Daniel Stuart CookCitigroup Global Markets Inc.Capital One Investing, LLC04-16-2018
Next Page »

Showing 1 to 25 of 188 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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