Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Curtis WilsonCitigroup Global Markets Inc.Advisors Asset Management, Inc.10-18-2012
Fowler Holton HatleyCitigroup Global Markets Inc.AVM, L.P.01-20-2011
John Louis Fair Jr.Citigroup Global Markets Inc.BBVA Compass Investment Solutions, Inc.05-09-2013
Bradley Vaughn LivingstonCitigroup Global Markets Inc.Capital Guardian, LLC04-10-2012
Rufino Fernando Autus Jr.Citigroup Global Markets Inc.Centaurus Financial, Inc.06-07-2010
Nelson David Morales-BelloCitigroup Global Markets Inc.Chase Investment Services Corp.03-12-2012
Jun Michael TangCitigroup Global Markets Inc.Chase Investment Services Corp.01-17-2012
Hector Edgardo ContrerasCitigroup Global Markets Inc.Chase Investment Services Corp.$2512-08-2010
Ruth H. WattsCitigroup Global Markets Inc.Citigroup Global Markets Inc.01-09-2013
John Andrew Edrington IIICitigroup Global Markets Inc.Deutsche Bank Securities Inc.$10008-09-2010
Charles Kirkland DavisCitigroup Global Markets Inc.Deutsche Bank Securities Inc.06-10-2010
Todd Alan VolkmanCitigroup Global Markets Inc.Dillon - Gage Securities, Inc.$2506-27-2014
Thomas Morgan Jr.Citigroup Global Markets Inc.Goldman Sachs & Co.05-01-2009
Olga Maria Gomez-DurrettCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-25-2018
Patricia Jesus RomoCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-20-2018
Maribelda N. DhaliwalCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-19-2018
David Ross AlbrechtCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-22-2017
James Robert TrousdaleCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-30-2013
Paul Mary Joseph Cooke Jr.Citigroup Global Markets Inc.J.P. Morgan Securities LLC08-21-2013
Minghong ZhouCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-19-2013
Kimberly Kay RuleCitigroup Global Markets Inc.LPL Financial LLC$5002-11-2013
Marco Antonio Escobar Jr.Citigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2018
Joel SilbermanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2013
Jacqueline Sue MijolCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2012
Ronald Kevin ParsonsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-01-2009
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.