Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Andrew Edrington IIICitigroup Global Markets Inc.Deutsche Bank Securities Inc.$10008-09-2010
Olga Maria Gomez-DurrettCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-25-2018
Maribelda N. DhaliwalCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-19-2018
David Ross AlbrechtCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-22-2017
Marco Antonio Escobar Jr.Citigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2018
Alexander John WatsonCitigroup Global Markets Inc.MetLife Securities Inc.09-10-2014
Richard Greg SosaCitigroup Global Markets Inc.TD Ameritrade, Inc.05-03-2010
Carmen S. HillCitigroup Global Markets Inc.The Leaders Group, Inc.06-06-2017
David Thomas NoellCitigroup Global Markets Inc.Thrivent Investment Management Inc.03-28-2018
Sue Beth RosenbloomCitigroup Global Markets Inc.USAA Investment Management Company01-10-2019
Diane Sam MarcusCitigroup Global Markets Inc.USAA Investment Management Company08-01-2011

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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