Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Anthony FinkCitigroup Global Markets Inc.Deutsche Bank Securities Inc.06-12-2019
Nicholas Edward CaronCitigroup Global Markets Inc.Raymond James Financial Services, Inc.06-06-2019
Helen T. RobertsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Sean Jeremy Oliver RandallCitigroup Global Markets Inc.LPL Financial LLC06-03-2019
Melissa RoqueCitigroup Global Markets Inc.LPL Financial LLC06-03-2019
Matthew HechtCitigroup Global Markets Inc.AXA Advisors, LLC05-28-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Joseph Robert Viger JrCitigroup Global Markets Inc.UBS Financial Services Inc.05-24-2019
Stephen Vincent DolanCitigroup Global Markets Inc.B. Riley Wealth Management$10005-21-2019
Michael JorgensonCitigroup Global Markets Inc.Wells Fargo Advisors Financial Network, LLC05-20-2019
Matthew MeginCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Samuel Robert MoralesCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-16-2019
William A. BlaseCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
Bryan Eric AbdelnoorCitigroup Global Markets Inc.Santander Securities LLC05-14-2019
Serge G. AkopyanCitigroup Global Markets Inc.TD Ameritrade Investment Management, LLC05-14-2019
Neil M. FaulminoCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-13-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Sanel DuranovicCitigroup Global Markets Inc.USAA Investment Management Company05-07-2019
Kevin Robert CohenCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Services LLC05-06-2019
Jesse KahnCitigroup Global Markets Inc.NYLIFE Securities LLC05-06-2019
Sardia Alimatu Buari-WypychCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-01-2019
Matoumona KinzonziCitigroup Global Markets Inc.Santander Securities LLC04-30-2019
Colin Andrew SheddCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2019
Seiichi ShinomiyaCitigroup Global Markets Inc.Western International Securities, Inc.04-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.