Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chi LuCitigroup Global Markets Inc.HSBC Securities (USA) Inc.03-19-2019
Melissa Jennifer GalarzaCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-28-2019
Xavier LindaoCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-01-2019
Fatima Zilley RizviCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-03-2019
Noah Samuel DreyfussCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
Louis MonderineCitigroup Global Markets Inc.Santander Securities LLC04-04-2019
Vladimir JusteCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-08-2019
Farbod FarmanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-15-2019
Luis M. ChevezCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-16-2019
James Michael CapassoCitigroup Global Markets Inc.TIAA-CREF Individual & Institutional Services, LLC04-17-2019
Albert YousoufianCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Brian Paul CollaCitigroup Global Markets Inc.Edward Jones04-23-2019
Haocheng CaiCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-24-2019
Daniel Joseph TimariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2504-25-2019
Paul OhCitigroup Global Markets Inc.BancWest Investment Services, Inc.04-25-2019
Seiichi ShinomiyaCitigroup Global Markets Inc.Western International Securities, Inc.04-29-2019
Joao Carlos BastosCitigroup Global Markets Inc.LPL Financial LLC$2504-29-2019
Safet MusovicCitigroup Global Markets Inc.LPL Financial LLC04-29-2019
Ulises DiazCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-29-2019
Yaopa ChengCitigroup Global Markets Inc.Transamerica Financial Advisors, Inc04-29-2019
Matoumona KinzonziCitigroup Global Markets Inc.Santander Securities LLC04-30-2019
Colin Andrew SheddCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2019
Sardia Alimatu Buari-WypychCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-01-2019
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Services LLC05-06-2019
Jesse KahnCitigroup Global Markets Inc.NYLIFE Securities LLC05-06-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.