Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James PruittCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Justin S. SpierlingCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Nathaniel A RobertsCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Robert K. RubyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-04-2019
Morad Jamil ZayedCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Elisa Ann MooreCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Stephanie Rae BurdettCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Christopher P. JacksonCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Rebecca Lyn BearCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-23-2019
Melanie Lisa MagillCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25004-01-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2019
Craig Allen WallaceCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2019
Zachary Ryan MenardCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Kyle WoodCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
Ryan Frank GravinaCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Rita Marie LaveckCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-16-2018
Joseph John BrautCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-30-2018
Michael Patrick HoganCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25008-02-2018
Julian MurciaCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Abraham RosenbergCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Jason M PlattCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-29-2018
Ian Maurice KlieweCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
Branden BorowiakCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2018
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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