Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander D. FlandersCitizens Securities, Inc.Foresters Financial Services, Inc.03-29-2017
Brian Robert MaitlandCitizens Securities, Inc.People's Securities, Inc.03-23-2016
Carl Austin LaurettiCitizens Securities, Inc.CUNA Brokerage Services, Inc.10-23-2018
Daniel Michael CalarcoCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$20003-25-2013
Daryl Flynn Wells Sr.Citizens Securities, Inc.HD Vest Investment Services05-03-2016
David White Rogers Jr.Citizens Securities, Inc.Infinex Investments, Inc.$5005-22-2017
Eric J. MoreiraCitizens Securities, Inc.Essex Financial Services, Inc.05-01-2018
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Joan Marie FislerCitizens Securities, Inc.LPL Financial LLC$2501-06-2014
John Parker ReadCitizens Securities, Inc.Wells Fargo Clearing Services, LLC09-04-2012
Michelle Ann HobartCitizens Securities, Inc.LPL Financial LLC06-21-2016
Patrick Edward O'ConnorCitizens Securities, Inc.Key Investment Services LLC$1008-15-2018
Theodore John SchaafCitizens Securities, Inc.UBS Financial Services Inc.08-08-2017

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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