Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ngan Tu WedemeierCitizens Securities, Inc.Ameriprise Financial Services, LLC03-30-2020
Edward Francis VaheyCitizens Securities, Inc.AXA Advisors, LLC03-24-2020
Heather Lee HerseyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2020
Visonja AndrianopoulosCitizens Securities, Inc.CUSO Financial Services, L.P.03-02-2020
Alexander Paul SamarasCitizens Securities, Inc.OneAmerica Securities, Inc.02-28-2020
Brian Robert GaumontCitizens Securities, Inc.Santander Securities LLC02-28-2020
Nicholas M. LuiseCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2020
Andrew B. BallCitizens Securities, Inc.Edward Jones02-25-2020
Timothy John McCabeCitizens Securities, Inc.ProEquities, Inc.$5002-12-2020
Christopher Luke WeissCitizens Securities, Inc.Keenan Financial02-07-2020
Stephanie Lynn CadenheadCitizens Securities, Inc.GWFS Equities, Inc.02-05-2020
James William KelleherCitizens Securities, Inc.Wood (Arthur W.) Company, Inc.01-27-2020
Juan Pablo RiosCitizens Securities, Inc.Ameriprise Financial Services, LLC01-07-2020
Christopher NagleCitizens Securities, Inc.Santander Securities LLC01-07-2020
Thomas M. MuradianCitizens Securities, Inc.Citizens Securities, Inc.01-03-2020
Shayne Phillip MullinsCitizens Securities, Inc.Edward Jones01-02-2020
Gary Thomas GeraciCitizens Securities, Inc.Santander Securities LLC12-24-2019
Christopher Paul MaraCitizens Securities, Inc.LPL Financial LLC$2512-23-2019
Kenneth William PaulsonCitizens Securities, Inc.Edward Jones11-27-2019
Glen Mackenzie DowdenCitizens Securities, Inc.GWN Securities Inc.$110-01-2019
Peter Kurt HigginsCitizens Securities, Inc.Foreside Fund Services, LLC09-30-2019
Louis S DonatoCitizens Securities, Inc.NYLIFE Securities LLC$5009-16-2019
Jeffrey S. KingCitizens Securities, Inc.Pruco Securities, LLC.09-16-2019
Thomas George EganCitizens Securities, Inc.Pruco Securities, LLC.08-27-2019
James Parker EkCitizens Securities, Inc.Natixis Distribution, L.P.08-27-2019
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Showing 1 to 25 of 228 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.