Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin M DoyleCitizens Securities, Inc.Fifth Third Securities, Inc.08-14-2020
Joshua Michael LarsenCitizens Securities, Inc.Morgan Stanley06-25-2020
Randall D FisherCitizens Securities, Inc.Cetera Investment Services LLC06-23-2020
John Charles BroughtonCitizens Securities, Inc.Cetera Investment Services LLC04-28-2020
Joshua Lee PotterCitizens Securities, Inc.Royal Alliance Associates, Inc.02-27-2020
Travis Jay LacelleCitizens Securities, Inc.PNC Investments01-30-2020
Nathan Michael HartwigCitizens Securities, Inc.Equitable Advisors, LLC01-03-2020
Mark Joseph LoducaCitizens Securities, Inc.Pruco Securities, LLC.01-02-2020
Gregory Mark GerdingCitizens Securities, Inc.Cetera Investment Services LLC12-10-2019
Doyle Jeffrey MosleyCitizens Securities, Inc.Morgan Stanley12-02-2019
Joseph Tedy SoyadCitizens Securities, Inc.The Huntington Investment Company11-10-2019
Thomas Allen GrifforeCitizens Securities, Inc.NYLIFE Securities LLC10-15-2019
Brian James SmithCitizens Securities, Inc.Pruco Securities, LLC.08-13-2019
Matthew Michael HolmesCitizens Securities, Inc.Morgan Stanley03-19-2019
Jaclyn M MullicaCitizens Securities, Inc.PNC Investments02-27-2019
Marcella Ann EvansCitizens Securities, Inc.Avantax Investment Services, Inc.12-18-2018
Melissa Ann BellCitizens Securities, Inc.The Huntington Investment Company12-18-2018
Anthony Paul TucciniCitizens Securities, Inc.PNC Investments10-23-2018
James Matthew TafelskiCitizens Securities, Inc.Fifth Third Securities, Inc.$5009-01-2017
Mark William JannottCitizens Securities, Inc.Infinex Investments, Inc.04-06-2017
Gregory Alexander KortCitizens Securities, Inc.B. Riley Wealth Management01-13-2017
Roberto Ricardo RizzaCitizens Securities, Inc.CUSO Financial Services, L.P.09-08-2015
Arna Justine MooreCitizens Securities, Inc.The Huntington Investment Company$15003-30-2015
Stephen Joseph HannahCitizens Securities, Inc.PNC Investments04-30-2014
Armin HrncicCitizens Securities, Inc.The Huntington Investment Company03-18-2013

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.