Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Anatoly NashCitizens Securities, Inc.J.P. Morgan Securities LLC10-14-2015
Ardit HuruglicaCitizens Securities, Inc.Santander Securities LLC02-26-2019
Beverly Marie KetelCitizens Securities, Inc.Ameriprise Financial Services, Inc.04-13-2009
Biren PatelCitizens Securities, Inc.Pruco Securities, LLC.02-19-2019
Brandy Sue MohanCitizens Securities, Inc.Investors Capital Corp.$10007-14-2015
Brian Christopher HarrisonCitizens Securities, Inc.T3 Trading Group, LLC12-19-2016
Brian Matthew DuncanCitizens Securities, Inc.NYLIFE Securities LLC$10010-24-2018
Brian William OttCitizens Securities, Inc.NYLIFE Securities LLC12-06-2019
Carleton Frederick EllisCitizens Securities, Inc.Infinex Investments, Inc.08-01-2019
Christopher Robert DubeCitizens Securities, Inc.MML Investors Services, LLC$10001-14-2016
Christopher S JohnstoneCitizens Securities, Inc.Santander Securities LLC07-21-2014
Daniel Jude MccarthyCitizens Securities, Inc.Ameriprise Financial Services, Inc.$10007-05-2013
David Joseph JamesCitizens Securities, Inc.Santander Securities LLC$10005-22-2015
Donna Noelle FaillaCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC01-06-2017
Eric Christopher FergusonCitizens Securities, Inc.AXA Advisors, LLC$10010-24-2013
Erik Franz SchulzCitizens Securities, Inc.Fidelity Brokerage Services LLC12-09-2019
Gregory Michael ValleeCitizens Securities, Inc.Waddell & Reed03-30-2011
Ian James Swanson WilmotCitizens Securities, Inc.Santander Securities LLC04-03-2015
James Andrew OdlumCitizens Securities, Inc.Santander Securities LLC01-28-2013
James R. OuelletteCitizens Securities, Inc.Fidelity Investments Institutional Services Company, Inc.03-02-2009
Jason Jeffrey BelyeaCitizens Securities, Inc.Santander Securities LLC$10001-26-2016
Jayson Laurence SpringCitizens Securities, Inc.Morgan Stanley & Co. LLC$50005-04-2009
John Joseph Stanton IIICitizens Securities, Inc.PNC Investments$50010-21-2014
John Nandi CasimirCitizens Securities, Inc.TD Wealth Management Services Inc.$15003-22-2010
John Paine Reger IICitizens Securities, Inc.Ameriprise Financial Services, Inc.03-15-2010
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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