Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Felix CioccaCitizens Securities, Inc.Ameriprise Financial Services, Inc.$2505-19-2014
Zebradee Isadore JacksonCitizens Securities, Inc.Cetera Investment Services LLC10-09-2012
Eric John TataCitizens Securities, Inc.Edward Jones08-20-2019
Eric John TataCitizens Securities, Inc.Edward Jones08-20-2019
Larry Paul MarcusCitizens Securities, Inc.Edward Jones06-18-2019
Erik Wayne JohnsonCitizens Securities, Inc.Edward Jones11-21-2017
Chelsea Ann HavrillaCitizens Securities, Inc.J.P. Morgan Securities LLC07-23-2019
David Martin WelshCitizens Securities, Inc.J.P. Morgan Securities LLC12-05-2017
Kenneth James ChodzinCitizens Securities, Inc.J.P. Morgan Securities LLC11-30-2017
John R. Hemric Jr.Citizens Securities, Inc.Key Investment Services LLC07-01-2019
Dawn Kimberly MullenaxCitizens Securities, Inc.Key Investment Services LLC$2507-03-2015
Margaret Ann YoosCitizens Securities, Inc.Key Investment Services LLC11-26-2013
Edward Francis PeroCitizens Securities, Inc.Key Investment Services LLC06-17-2013
Morad Jamil ZayedCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Morad Jamil ZayedCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Robert KishCitizens Securities, Inc.MML Investors Services, LLC10-31-2019
Brian JohnsonCitizens Securities, Inc.PNC Investments09-20-2017
Ryan N. RicartCitizens Securities, Inc.PNC Investments04-24-2017
Brian R. ShreveCitizens Securities, Inc.PNC Investments12-21-2016
Austin Lacey Alamander HolbrookCitizens Securities, Inc.PNC Investments02-10-2014
Matthew James MapleyCitizens Securities, Inc.PNC Investments05-17-2013
Nathan Andrew KaufmanCitizens Securities, Inc.PNC Investments11-09-2009
Brian Christopher SelfCitizens Securities, Inc.Scottrade, Inc.03-29-2018
Ernesto Cruz IICitizens Securities, Inc.The Huntington Investment Company06-28-2017
Joseph Michael MelenickCitizens Securities, Inc.The Huntington Investment Company05-18-2017
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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