Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John James OreillyCitizens Securities, Inc.IBN Financial Services, Inc.$10007-26-2019
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
Glenn Andrew GardinerCitizens Securities, Inc.CUSO Financial Services, L.P.$15004-09-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-28-2019
Yumei HuangCitizens Securities, Inc.AXA Advisors, LLC03-14-2019
John M RuggeroCitizens Securities, Inc.Charles Schwab & Co., Inc.03-12-2019
Robert John MankoskiCitizens Securities, Inc.PNC Investments03-11-2019
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed$103-05-2019
Derrick J. ArnoldCitizens Securities, Inc.CUSO Financial Services, L.P.01-07-2019
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Thomas Michael ArnotCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$15012-19-2018
James William Buggy Jr.Citizens Securities, Inc.E*Trade Capital Management, LLC$2512-05-2018
Leonard Pasquale DebonaCitizens Securities, Inc.PNC Investments$15011-14-2018
Scott Lewis GobCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Maria Lilian SerrahimaCitizens Securities, Inc.PNC Investments08-29-2018
George Lincoln Wilks IIICitizens Securities, Inc.J.P. Morgan Securities LLC07-11-2018
Kyle Nicholas BraenderCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC06-26-2018
Jonah Thomas MooneyCitizens Securities, Inc.Key Investment Services LLC04-23-2018
Sean Patrick LoreCitizens Securities, Inc.PNC Investments$104-18-2018
Keith Thomas Lohm Sr.Citizens Securities, Inc.LPL Financial LLC04-03-2018
Teyonna S HarrisCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$103-26-2018
Clement Michael RinaldiCitizens Securities, Inc.Pruco Securities, LLC.02-22-2018
John David DanzerCitizens Securities, Inc.Good Life Advisors, LLC$801-03-2018
David Alexander RunyonCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2017
Glenn Thomas GrosekCitizens Securities, Inc.Pruco Securities, LLC.12-01-2017
Next Page »

Showing 1 to 25 of 250 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.