Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Dennis HarkenCitizens Securities, Inc.PNC Investments01-29-2009
Eric John DochertyCitizens Securities, Inc.PNC Investments04-20-2009
Steven Douglas WilliamsCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2009
Michael Santifort Jr.Citizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2009
Zane Jason MichalskiCitizens Securities, Inc.PNC Investments12-21-2009
John Joseph FitzgeraldCitizens Securities, Inc.Chase Investment Services Corp.02-01-2010
Jared John BazewiczCitizens Securities, Inc.Wells Fargo Clearing Services, LLC02-22-2010
John Walter Rekasie Jr.Citizens Securities, Inc.Essex National Securities, LLC06-21-2010
John P. Davitt IVCitizens Securities, Inc.Essex National Securities, LLC09-27-2010
Robert Norman FischCitizens Securities, Inc.VALIC Financial Advisors, Inc.03-28-2011
John Anthony Saia Jr.Citizens Securities, Inc.LPL Financial LLC06-27-2011
William Joseph TorranceCitizens Securities, Inc.Global Atlantic Distributors, LLC04-23-2012
Mark Richard WeibelCitizens Securities, Inc.PNC Investments$10008-20-2012
Jeremy J. KoenigCitizens Securities, Inc.PNC Investments01-28-2013
John Pikras Jr.Citizens Securities, Inc.PNC Investments04-08-2013
John Robert SchauleCitizens Securities, Inc.Wells Fargo Clearing Services, LLC05-24-2013
Kwun Yue WongCitizens Securities, Inc.HSBC Securities (USA) Inc.05-31-2013
Frank Wesley Morgan IIICitizens Securities, Inc.PNC Investments07-02-2013
Aized Ibrahim GillCitizens Securities, Inc.Wells Fargo Clearing Services, LLC09-26-2013
Rak Ho HyonCitizens Securities, Inc.PNC Investments09-27-2013
Stephen Victor WolffCitizens Securities, Inc.PNC Investments11-12-2013
Michelle Raye ShultzCitizens Securities, Inc.PNC Investments12-06-2013
James Allen SteinCitizens Securities, Inc.PNC Investments12-16-2013
Kevin Pierre CampbellCitizens Securities, Inc.Wells Fargo Clearing Services, LLC02-18-2014
Ekaterini ArsenlisCitizens Securities, Inc.PNC Investments02-20-2014
Next Page »

Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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