Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael CohenCitizens Securities, Inc.PFS Investments Inc.09-17-2019
Louis S DonatoCitizens Securities, Inc.NYLIFE Securities LLC$5009-16-2019
Jeffrey S. KingCitizens Securities, Inc.Pruco Securities, LLC.09-16-2019
Angela Dawn BranardCitizens Securities, Inc.Woodmen Financial Services, Inc.09-13-2019
Catherine J SturtevantCitizens Securities, Inc.Edward Jones09-06-2019
Fady Gabriel NahhasCitizens Securities, Inc.Farmers Financial Solutions, LLC09-04-2019
Paul Ramon KlimkoCitizens Securities, Inc.The Huntington Investment Company09-04-2019
Dean RitzCitizens Securities, Inc.VALIC Financial Advisors, Inc.$2508-28-2019
Thomas George EganCitizens Securities, Inc.Pruco Securities, LLC.08-27-2019
James Parker EkCitizens Securities, Inc.Natixis Distribution, L.P.08-27-2019
Guido Andrew Dipietro IIICitizens Securities, Inc.Pruco Securities, LLC.08-27-2019
Morad Jamil ZayedCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Jared Matthew ReinsteinCitizens Securities, Inc.LPL Financial LLC08-26-2019
Elisa Ann MooreCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Eric John TataCitizens Securities, Inc.Edward Jones08-20-2019
Daniel Thomas BerzinskasCitizens Securities, Inc.W&S Brokerage Services, Inc.08-16-2019
Brian James SmithCitizens Securities, Inc.Pruco Securities, LLC.08-13-2019
Martha J. GillespieCitizens Securities, Inc.Wells Fargo Clearing Services, LLC08-07-2019
Eleanor Arlene DiciccoCitizens Securities, Inc.GWFS Equities, Inc.08-06-2019
Carleton Frederick EllisCitizens Securities, Inc.Infinex Investments, Inc.08-01-2019
Kieron John NutbrownCitizens Securities, Inc.Santander Securities LLC07-30-2019
John James OreillyCitizens Securities, Inc.IBN Financial Services, Inc.$10007-26-2019
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Chelsea Ann HavrillaCitizens Securities, Inc.J.P. Morgan Securities LLC07-23-2019
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.