Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred Giordan GrischottCity National Securities, Inc.Ameriprise Financial Services, Inc.$50003-23-2010
Scott Vincent CheoCity National Securities, Inc.BancWest Investment Services, Inc.$50008-23-2018
Kennon Rene KleinCity National Securities, Inc.Boston Private Wealth03-09-2015
Jimmy Ernesto TorresCity National Securities, Inc.Chase Investment Services Corp.$10009-04-2012
Michael Paul RuizCity National Securities, Inc.Chase Investment Services Corp.09-07-2010
Jack Anthony BiedebachCity National Securities, Inc.Chase Investment Services Corp.$10005-03-2010
Vincent TropeaCity National Securities, Inc.Chase Investment Services Corp.04-15-2010
Gunther Sio Oui Singniam ShiaCity National Securities, Inc.Chase Investment Services Corp.04-12-2010
Haroon SattariCity National Securities, Inc.Citi Private Advisory, LLC02-26-2019
Raymond Anthony Martinez Jr.City National Securities, Inc.Citi Private Advisory, LLC06-08-2018
Erik Kristian LarsenCity National Securities, Inc.Citi Private Advisory, LLC05-31-2018
Brian James BarclayCity National Securities, Inc.Citigroup Global Markets Inc.$25003-02-2016
Nicholas Charles Smith Sr.City National Securities, Inc.Citigroup Global Markets Inc.12-04-2015
Roy Stephen BeverageCity National Securities, Inc.Citigroup Global Markets Inc.09-16-2015
Richard George Stasand Jr.City National Securities, Inc.Citigroup Global Markets Inc.04-04-2013
Michael Aloysius MallonCity National Securities, Inc.Citigroup Global Markets Inc.04-01-2010
Peter W. LittonCity National Securities, Inc.Comerica Securities$10011-07-2019
Christopher Jon HaysCity National Securities, Inc.Comerica Securities06-05-2019
Maksim A KolomeyerCity National Securities, Inc.Comerica Securities10-15-2015
Jeannette Marie ShapiroCity National Securities, Inc.Comerica Securities11-20-2010
Troy Anders FranzenCity National Securities, Inc.Comerica Securities10-02-2010
Sara Kiyomi RitterCity National Securities, Inc.Crowell, Weedon & Co.$15005-31-2011
Peggy W NealCity National Securities, Inc.Essex National Securities, LLC04-06-2010
Veronica RubioCity National Securities, Inc.First Republic Investment Management, Inc.11-05-2015
Kathleen Rachel GamezCity National Securities, Inc.First Republic Investment Management, Inc.11-03-2015
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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