Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Danelle RyanClient One Securities LLCBroker Dealer Financial Services Corp.12-17-2010
Linda Lee PattersonClient One Securities LLCBroker Dealer Financial Services Corp.$1001-05-2011
Francisco Chuck MartinezClient One Securities LLCFounders Financial Securities LLC01-25-2011
Mark Ronald RobertsClient One Securities LLCBroker Dealer Financial Services Corp.08-03-2011
Mitchell Allan FooteClient One Securities LLCSA Stone Wealth Management Inc.08-08-2011
Randall Allen LueckenotteClient One Securities LLCBroker Dealer Financial Services Corp.09-30-2011
Eric Lee DavisClient One Securities LLCBroker Dealer Financial Services Corp.09-30-2011
Leroy Louis Wilbers Jr.Client One Securities LLCBroker Dealer Financial Services Corp.09-30-2011
Steven Charles ScalettyClient One Securities LLCBroker Dealer Financial Services Corp.$2510-03-2011
Vincent Robert BaxterClient One Securities LLCFSC Securities Corporation01-05-2012
Jeremy Steven AskrenClient One Securities LLCCarey, Thomas, Hoover, & Breault, Inc.$5006-27-2012
Forrest Wayne CookClient One Securities LLCBrookstone Securities, Inc.$5006-28-2012
Daniel Gerard StockemerClient One Securities LLCSunset Financial Services, Inc.$5009-04-2012
Melinda J. WalkerClient One Securities LLCCentaurus Financial, Inc.10-11-2012
Shanon GrundlandClient One Securities LLCSunset Financial Services, Inc.12-10-2012
Russell Wayne PorterClient One Securities LLCSunset Financial Services, Inc.01-02-2013
Bradley Alan BinkleyClient One Securities LLCLPL Financial LLC01-02-2013
Steven T. EwenClient One Securities LLCSunset Financial Services, Inc.01-02-2013
Ryan Paul UrbanClient One Securities LLCCetera Advisor Networks LLC01-02-2013
Michael Lynn KloberdanzClient One Securities LLCSunset Financial Services, Inc.01-03-2013
Don Mitchell DumasClient One Securities LLCVoya Financial Advisors, Inc.05-15-2013
William Anthony WaleszoniaClient One Securities LLCJ.P. Turner & Company, L.L.C.12-16-2013
Richard Scott RobinsonClient One Securities LLCLPL Financial LLC04-15-2014
Harry Floyd Colvin Jr.Client One Securities LLCBroker Dealer Financial Services Corp.07-21-2014
John Robert ManryClient One Securities LLCBrokers International Financial Services, LLC.10-07-2014
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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