Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Siegel, Adam ZielinskiCommonwealth Financial NetworkAxa Advisors$21511-19-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial$22811-05-2018
Daniel Moskowitz, John Carty-Campbell, Blake AsburyCommonwealth Financial NetworkFSC Securities$16010-03-2018
Jim Zien, Kate Zien, Dennis GeroCommonwealth Financial NetworkAmeriprise Financial$8810-03-2018
William Verhagen, Christopher Harmon, Ian Essling, Mark KrausCommonwealth Financial NetworkMML Investors Services$40008-21-2018
Ted Smith, Danica Goshert, Charles Stewart, Daniel LaNasa, Amanda JohnsonCommonwealth Financial NetworkSecurian Financial Services$70008-21-2018
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial$12007-16-2018
Charlie Potter, Chip Roe, Price FrenchCommonwealth Financial NetworkKestra Financial$13006-21-2018
John Moose, David Zambito, David Palermo, Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial$28205-22-2018
Brian FisherCommonwealth Financial NetworkWells Fargo Advisors$11305-18-2018
Tony LaJeunesse, Michelle LaFuente, Erin WozniakCommonwealth Financial NetworkLPL Financial$18003-15-2018
Adam Spiegelman, Alan SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual $35002-21-2018
Jodi Manthei, Kenneth Koppitz, Nancy HayesCommonwealth Financial NetworkInvest Financial$26301-05-2018
Mark Miehe, Matt Cuplin, Brandon Masbruch and Tony PochowskiCommonwealth Financial NetworkSII Investments$18612-01-2017
Nicole FrancisCommonwealth Financial NetworkSecurities Service Network$8011-01-2017
Stuart Paris, Michael ParisCommonwealth Financial NetworkNational Planning$1,30010-16-2017
William Cahill, Terrence Cahill, Andy Bauer, Carl Cieplinski, Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors$9508-04-2017
Eric Jacobsen, Lanny NebekerCommonwealth Financial NetworkSignator Investors$15005-17-2017
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial$11504-21-2017
Uwe Schweikert, Doug Weaver, Doug Wheeler, Tom Storrie, Calvin Brown, Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial$28501-20-2017
Curt Matlin, Andrew SchumacherCommonwealth Financial NetworkMSI Financial Services$8512-09-2016
John PrattiCommonwealth Financial NetworkMSI Financial Services$23008-01-2016
Gary Budd, Derek Budd, Eric KieffnerCommonwealth Financial NetworkMSI Financial Services$9507-08-2016
Dennis ClavinCommonwealth Financial NetworkCetera$12006-01-2016
Walter G. BouchardCommonwealth Financial NetworkLPL Financial$6002-16-2016
Next Page »

Showing 1 to 25 of 51 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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