Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.$105-11-2018
Gregory Lynn SalleyCommonwealth Financial Network1st Global Capital Corp.06-02-2016
John Taylor ClementsCommonwealth Financial Network1st Global Capital Corp.06-02-2016
Daniel Clifford BelcherCommonwealth Financial Network1st Global Capital Corp.07-16-2013
Irfan A DossaniCommonwealth Financial Network360 Wealth Management, LLC02-08-2018
Robert Clifford HavensCommonwealth Financial NetworkAccess Financial Group, Inc.04-01-2010
Jeffrey Allen SmithCommonwealth Financial NetworkADP Broker-Dealer, Inc.04-21-2014
Amy Marie DowlingCommonwealth Financial NetworkAdvance Capital Services, Inc.10-18-2013
Andrew Christopher TengbladCommonwealth Financial NetworkAdvantage Investment Management, LLC02-26-2019
Gregory Dean EdwardsCommonwealth Financial NetworkAIG Capital Services, Inc.$5002-01-2011
Ralph Edward Duckworth Jr., Thomas Richard ButlerCommonwealth Financial NetworkAllegheny Investments, Ltd.11-26-2013
Nicolas Timmothy Crieg CurtisCommonwealth Financial NetworkALPS Distributors, Inc.04-04-2017
Shabri Gandhi MooreCommonwealth Financial NetworkAmerican Portfolios Financial Services, Inc.$2511-20-2009
Jim Zien, Kate Zien, Dennis GeroCommonwealth Financial NetworkAmeriprise Financial$8809-28-2018
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial$12007-16-2018
John Moose, David Zambito, David Palermo, Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial$28205-22-2018
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial$11504-21-2017
Uwe Schweikert, Doug Weaver, Doug Wheeler, Tom Storrie, Calvin Brown, Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial$28501-20-2017
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$106-14-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$2505-31-2019
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-18-2019
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$111-21-2018
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10009-28-2018
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1009-14-2018
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2508-24-2018
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Showing 1 to 25 of 929 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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