Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Mark NeyreyCommonwealth Financial Network1st Global Capital Corp.06-20-2018
Claude M SilvermanCommonwealth Financial Network1st Global Capital Corp.06-20-2018
Ronald H Dawson JrCommonwealth Financial Network1st Global Capital Corp.06-20-2018
William Eric PowersCommonwealth Financial Network1st Global Capital Corp.06-20-2018
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.05-11-2018
Robert Clifford HavensCommonwealth Financial NetworkAccess Financial Group, Inc.04-01-2010
Amy Marie DowlingCommonwealth Financial NetworkAdvance Capital Services, Inc.10-18-2013
Andrew Christopher TengbladCommonwealth Financial NetworkADVANTAGE INVESTMENT MANAGEMENT, LLC02-26-2019
Christopher Thomas SauveCommonwealth Financial NetworkAdvantage Investment Management, LLC$1002-22-2019
Erin Michelle WozniakCommonwealth Financial NetworkAdvantage Investment Management, LLC$1,00005-15-2018
Irfan A DossaniCommonwealth Financial NetworkAdvisor Resource Council02-08-2018
Gregory Dean EdwardsCommonwealth Financial NetworkAIG Capital Services, Inc.$5002-01-2011
Charles Michael WhiteCommonwealth Financial NetworkAita Financial Group, Inc.04-30-2014
Steven Andrew Kavanaugh IICommonwealth Financial NetworkAmbassador Advisors, LLC$25005-01-2018
Shabri Gandhi MooreCommonwealth Financial NetworkAmerican Portfolios Financial Services, Inc.$2511-20-2009
Michelle Leigh PostonCommonwealth Financial NetworkAmeriprise Advisor Services, Inc.08-12-2009
Jim Zien Kate Zien Dennis GeroCommonwealth Financial NetworkAmeriprise Financial Services, LLC$8809-28-2018
Bill Amatuzzo Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, LLC$12007-16-2018
John Moose David Zambito David Palermo Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial Services, LLC$28205-22-2018
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial Services, LLC$11504-21-2017
Uwe Schweikert Doug Weaver Doug Wheeler Tom Storrie Calvin Brown Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial Services, LLC$28501-20-2017
Andrew James SidesCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-29-2020
John Francis MoranCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-19-2020
Jennifer Elena MoranCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-19-2020
Rashid RamizCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-05-2020
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Showing 1 to 25 of 1,336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.