Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Sue BleschCommonwealth Financial Network1st Global Capital Corp.03-04-2019
Kevin Mark NeyreyCommonwealth Financial Network1st Global Capital Corp.06-20-2018
Claude M SilvermanCommonwealth Financial Network1st Global Capital Corp.06-20-2018
Ronald H. Dawson Jr.Commonwealth Financial Network1st Global Capital Corp.06-20-2018
William Eric PowersCommonwealth Financial Network1st Global Capital Corp.06-20-2018
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.05-11-2018
Gregory Lynn SalleyCommonwealth Financial Network1st Global Capital Corp.06-02-2016
John Taylor ClementsCommonwealth Financial Network1st Global Capital Corp.06-02-2016
Daniel Clifford BelcherCommonwealth Financial Network1st Global Capital Corp.07-16-2013
Robert Clifford HavensCommonwealth Financial NetworkAccess Financial Group, Inc.04-01-2010
Jeffrey Allen SmithCommonwealth Financial NetworkADP Broker-Dealer, Inc.04-21-2014
Amy Marie DowlingCommonwealth Financial NetworkAdvance Capital Services, Inc.10-18-2013
Andrew Christopher TengbladCommonwealth Financial NetworkADVANTAGE INVESTMENT MANAGEMENT, LLC02-26-2019
Christopher Thomas SauveCommonwealth Financial NetworkAdvantage Investment Management, LLC$1002-22-2019
Erin Michelle WozniakCommonwealth Financial NetworkAdvantage Investment Management, LLC$1,00005-15-2018
Irfan A. DossaniCommonwealth Financial NetworkAdvisor Resource Council02-08-2018
Gregory Dean EdwardsCommonwealth Financial NetworkAIG Capital Services, Inc.02-01-2011
Charles Michael WhiteCommonwealth Financial NetworkAita Financial Group, Inc.04-30-2014
Ralph Edward Duckworth Jr.Commonwealth Financial NetworkAllegheny Investments, Ltd.$2511-26-2013
Thomas Richard ButlerCommonwealth Financial NetworkAllegheny Investments, Ltd.11-26-2013
Douglas Robert FultzCommonwealth Financial NetworkAllstate Financial Services, LLC10-02-2018
Nicolas Timmothy Crieg CurtisCommonwealth Financial NetworkALPS Distributors, Inc.04-04-2017
Steven Andrew Kavanaugh IICommonwealth Financial NetworkAmbassador Advisors, LLC$25005-01-2018
Shabri Gandhi MooreCommonwealth Financial NetworkAmerican Portfolios Financial Services, Inc.$10011-20-2009
Michelle Leigh PostonCommonwealth Financial NetworkAmeriprise Advisor Services, Inc.08-12-2009
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Showing 1 to 25 of 1,553 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.