Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Mark ArculeoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-30-2009
Joshua Michael BenetCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-08-2009
Robert Julian RiceCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
David Edward Ward, William Wade HatcherCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5001-05-2009
Harsh MehraCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5001-05-2009
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Corp.04-23-2019
Richard Charles MoldenhauerCommonwealth Financial NetworkAmeritas Investment Corp.$10008-15-2016
Brett Alan MoldenhauerCommonwealth Financial NetworkAmeritas Investment Corp.08-15-2016
Gregory Harris KoteckiCommonwealth Financial NetworkAmeritas Investment Corp.08-15-2016
David James LeuschenCommonwealth Financial NetworkAnderson & Strudwick, Incorporated$2505-08-2009
Michael A. CoxCommonwealth Financial NetworkAPW Capital, Inc.$1003-10-2014
Mary Katherine LiolaCommonwealth Financial NetworkArmstrong, Fleming & Moore, Inc.$2510-01-2012
Theodore Howard NebelCommonwealth Financial NetworkAusdal Financial Partners, Inc.12-02-2013
Matthew Siegel, Adam ZielinskiCommonwealth Financial NetworkAxa Advisors$21511-20-2018
Seth Richard HoffmanCommonwealth Financial NetworkAXA Advisors, LLC06-04-2018
William J. FergusonCommonwealth Financial NetworkAXA Advisors, LLC$2504-20-2018
Thomas Joseph LintemuthCommonwealth Financial NetworkAXA Advisors, LLC$5002-24-2017
Justin Neil HuttCommonwealth Financial NetworkAXA Advisors, LLC$2602-24-2017
Dustin S. OsborneCommonwealth Financial NetworkAXA Advisors, LLC02-24-2017
Nicholas Martin RoseCommonwealth Financial NetworkAXA Advisors, LLC11-20-2015
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC11-06-2015
Patrick John MahardyCommonwealth Financial NetworkAXA Advisors, LLC$5008-22-2014
Brent Thomas SchleicherCommonwealth Financial NetworkAXA Advisors, LLC$2508-22-2014
Richard P LavoieCommonwealth Financial NetworkAXA Advisors, LLC$2508-22-2014
Graham Henry VanhornCommonwealth Financial NetworkAXA Advisors, LLC$2505-30-2014
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Showing 76 to 100 of 838 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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