Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Cyril DrysdaleCommonwealth Financial NetworkKestra Investment Services LLC06-26-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$106-14-2019
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-04-2019
Mark Middleton O'BrienCommonwealth Financial NetworkEdward Jones$2506-03-2019
Perry M. SuttonCommonwealth Financial NetworkCITIZENS SECURITIES, INC.$106-03-2019
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-03-2019
James Walter NoackCommonwealth Financial NetworkMadison Avenue Securities, LLC05-31-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$2505-31-2019
Stan Eugene GraberCommonwealth Financial NetworkSPC$105-30-2019
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Corp.04-23-2019
Richard Paul HandCommonwealth Financial NetworkKestra Investment Services, LLC03-28-2019
Mark Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.03-19-2019
Michael Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.$2503-19-2019
Michael Curtiss NummerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$6303-14-2019
John Louis WonnebergerCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Andrew Christopher TengbladCommonwealth Financial NetworkAdvantage Investment Management, LLC02-26-2019
Kenneth Ernest SchmockerCommonwealth Financial NetworkLPL Financial LLC$15002-26-2019
Dominic Edward BenettiCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-22-2019
Charles John Rose Jr.Commonwealth Financial NetworkJ.W. Cole Financial, Inc.02-21-2019
Frank Lloyd HorathCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-21-2019
Frederick James HarkinsCommonwealth Financial NetworkLPL Financial LLC$2502-19-2019
Michelle Cortes-HarkinsCommonwealth Financial NetworkLPL Financial LLC$2502-19-2019
Stephen John WoodCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15002-15-2019
Tyler Michael BuitenwerfCommonwealth Financial NetworkWaddell & Reed02-13-2019
Frank Alfred LeyesCommonwealth Financial NetworkGeneos Wealth Management, Inc.$102-11-2019
Next Page »

Showing 1 to 25 of 929 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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