Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Warren DuthieCommonwealth Financial NetworkNorthwestern Mutual Investment Services$8506-18-2020
Fred O. BuckleyCommonwealth Financial NetworkSecurities America, Inc.$10005-27-2020
Christopher Lee WhiteCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$5005-15-2020
Brian Kenneth ReichenbachCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc05-15-2020
Brent Robert BridenbackCommonwealth Financial NetworkUmpqua Investments, Inc.$15005-15-2020
William W. Meyers Jr.Commonwealth Financial NetworkH.D. Vest Investment Services05-13-2020
Graham John WilsonCommonwealth Financial NetworkCapital Analysts05-01-2020
Graham John WilsonCommonwealth Financial NetworkLincoln Investment$5005-01-2020
Gregory Michael LohrCommonwealth Financial NetworkMML Investors Services, LLC04-22-2020
Karen Christine FordCommonwealth Financial NetworkFidelity Personal and Workplace Advisors04-22-2020
Michael Anthony McFaulCommonwealth Financial NetworkTransamerica Investors Securities Corporation04-13-2020
Ray C. MasseyCommonwealth Financial NetworkVanguard Marketing Corporation03-10-2020
Lawrence Joseph AmentaCommonwealth Financial NetworkCUNA Brokerage Services, Inc.03-06-2020
Ryan Patrick GrayCommonwealth Financial NetworkOppenheimer & Co. Inc.$5003-02-2020
James Paul MeindlCommonwealth Financial NetworkBlackRock Investments, LLC03-02-2020
Tyler GahsCommonwealth Financial NetworkMorgan Stanley02-24-2020
Curtis J ArnoldCommonwealth Financial NetworkEdward Jones02-19-2020
Karen Lisa RothCommonwealth Financial NetworkCambridge Investment Research, Inc.02-10-2020
Kerri Lynn KimballCommonwealth Financial NetworkCambridge Investment Research, Inc.$2502-10-2020
James S. WilliamsCommonwealth Financial NetworkAmeriprise Financial Services, LLC02-07-2020
Jonathan M. ShepardCommonwealth Financial NetworkTD Ameritrade, Inc.02-05-2020
Timothy Michael SchannepCommonwealth Financial NetworkCBIZ Investment Advisory Services, LLC02-04-2020
Christopher David PuzioCommonwealth Financial NetworkLPL Financial LLC02-03-2020
Deborah Ann DipietroCommonwealth Financial NetworkLPL Financial LLC01-30-2020
Frank Anthony GambardellaCommonwealth Financial NetworkFinancial Advocates Investment Management$5001-27-2020
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Showing 1 to 25 of 1,549 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.