Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Bossey Ryan Marini Josh Grieves Geoff McCarthyCommonwealth Financial NetworkLPL Financial LLC$19011-20-2019
Ann Marie Milinazzo Christopher MilinazzoCommonwealth Financial NetworkAvantax Investment Services, Inc.$8111-20-2019
Jan Graybill Robert Wermuth Matthew Kulp Kevin DonohueCommonwealth Financial NetworkSecurian Financial Services, Inc.$1,00010-01-2019
Charlotte JayCommonwealth Financial NetworkSagePoint Financial, Inc.$5908-09-2019
Frederick Harkins Michelle Cortes-HarkinsCommonwealth Financial NetworkLPL Financial LLC$5802-19-2019
Neil Hoyt Rachel Roney Jeffrey Klein Sonnet Loftus and Paul AhrensCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$50001-02-2019
Ursula Daley Jordan LewisCommonwealth Financial NetworkLPL Financial LLC$32512-17-2018
Bill Hastie Haley HitchmanCommonwealth Financial NetworkLPL Financial LLC$22811-01-2018
Daniel Moskowitz John Carty-Campbell Blake AsburyCommonwealth Financial NetworkFSC Securities Corporation$16010-01-2018
Jim Zien Kate Zien Dennis GeroCommonwealth Financial NetworkAmeriprise Financial Services, LLC$8809-28-2018
Ted Smith Danica Goshert Charles Stewart Daniel LaNasa Amanda JohnsonCommonwealth Financial NetworkSecurian Financial Services, Inc.$70008-15-2018
Bill Amatuzzo Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, LLC$12007-16-2018
John Moose David Zambito David Palermo Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial Services, LLC$28205-22-2018
Charlie Potter Chip Roe Price FrenchCommonwealth Financial NetworkKestra Investment Services, LLC$13005-21-2018
Tony LaJeunesse Michelle LaFuente Erin WozniakCommonwealth Financial NetworkLPL Financial LLC$18003-15-2018
Jodi Manthei Kenneth Koppitz Nancy HayesCommonwealth Financial NetworkINVEST Financial Corporation$26301-05-2018
Mark Miehe Matt Cuplin Brandon Masbruch and Tony PochowskiCommonwealth Financial NetworkSII Investments, Inc.$18612-01-2017
Nicole FrancisCommonwealth Financial NetworkSecurities Service Network, LLC$8011-01-2017
Stuart Paris Michael ParisCommonwealth Financial NetworkNational Planning Corporation$1,30010-16-2017
William Cahill Terrence Cahill Andy Bauer Carl Cieplinski Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$9508-04-2017
Eric Jacobsen Lanny NebekerCommonwealth Financial NetworkSignator Investors, Inc.$15005-17-2017
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial Services, LLC$11504-21-2017
Uwe Schweikert Doug Weaver Doug Wheeler Tom Storrie Calvin Brown Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial Services, LLC$28501-20-2017
Walter G BouchardCommonwealth Financial NetworkLPL Financial LLC$6002-16-2016
R Lynette Laughter Miller JonesCommonwealth Financial NetworkLPL Financial LLC$11410-22-2015
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Showing 1 to 25 of 1,336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.