Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill Marie HansenCommonwealth Financial NetworkInfinex Investments, Inc.$2501-02-2009
David Edward WardCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-05-2009
Harsh MehraCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5001-05-2009
William Wade HatcherCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-05-2009
Todd Matthew GeorgeCommonwealth Financial NetworkCommonwealth Financial Network$2501-08-2009
Robert Julian RiceCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2009
Joshua Michael BenetCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1001-08-2009
Edward Michael GazarianCommonwealth Financial NetworkBanc of America Investment Services, Inc.$5001-09-2009
Terry Michael BrownCommonwealth Financial NetworkUBS Financial Services Inc.$2501-09-2009
Richard Charles Tegge Jr.Commonwealth Financial NetworkCitigroup Global Markets Inc.01-23-2009
Kevin Mark ArculeoCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1001-30-2009
David William Young IIICommonwealth Financial NetworkSagePoint Financial, Inc.02-04-2009
Joseph William ConwayCommonwealth Financial NetworkRoyal Alliance Associates, Inc.02-09-2009
Thomas Joseph ConwayCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$10002-09-2009
Thomas William HobanCommonwealth Financial NetworkRoyal Alliance Associates, Inc.02-09-2009
Jonas Martin ZamoraCommonwealth Financial NetworkZacks Investment Management, Inc.02-09-2009
Larry Marshall McCartyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$10002-09-2009
Anthony J BertocchiniCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$10002-09-2009
Sean L McCartyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.02-09-2009
Joseph Lawrence GresciCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2502-13-2009
David Lee ErwinCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5002-13-2009
Wendy Beth NamackCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2502-13-2009
Nathanael David HanftCommonwealth Financial NetworkSII Investments, Inc.02-17-2009
Harry Daniel HaverkosCommonwealth Financial NetworkH. Beck, Inc.02-27-2009
David Sebastian NilsenCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2009
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Showing 1 to 25 of 1,553 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.