Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill Marie HansenCommonwealth Financial NetworkInfinex Investments, Inc.01-02-2009
David Edward Ward, William Wade HatcherCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5001-05-2009
Harsh MehraCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5001-05-2009
Daniel Edward PodawiltzCommonwealth Financial NetworkH&R Block Financial Advisors, Inc.01-05-2009
Joshua Michael BenetCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-08-2009
Robert Julian RiceCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-08-2009
Richard Charles Tegge Jr.Commonwealth Financial NetworkCitigroup Global Markets Inc.01-23-2009
Kevin Mark ArculeoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-30-2009
David William Young IIICommonwealth Financial NetworkSagePoint Financial, Inc.02-04-2009
Joseph William Conway, Thomas Joseph Conway, Thomas William Hoban, Larry Marshall McCarty, Anthony J Bertocchini, Sean L McCartyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$10002-09-2009
Wendy Beth NamackCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2502-13-2009
Dean Edward ElliottCommonwealth Financial NetworkLPL Financial LLC$2502-17-2009
Rex Warren RichardsCommonwealth Financial NetworkLPL Financial LLC$1002-17-2009
David Eugene LewisCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Kim Resendes GeorgeCommonwealth Financial NetworkCitizens Securities, Inc.$10003-10-2009
Timothy James GinleyCommonwealth Financial NetworkFidelity Brokerage Services LLC03-12-2009
Janet Lee WilsonCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Stephen Michael LaFranceCommonwealth Financial NetworkUBS Financial Services Inc.$1003-20-2009
Christopher Gerald DeruyverCommonwealth Financial NetworkRoyal Alliance Associates, Inc.03-20-2009
William Watkins PeermanCommonwealth Financial NetworkStanford Group Company03-25-2009
David Allen GoinsCommonwealth Financial NetworkCitigroup Global Markets Inc.$5003-27-2009
Patrick Charles CrowCommonwealth Financial NetworkEdward Jones$5004-03-2009
Paul Robert TesslerCommonwealth Financial NetworkUBS Financial Services Inc.04-03-2009
Starla Sue CarrCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$10004-06-2009
Dag Olov M. BrandforsCommonwealth Financial NetworkWamu Investments, Inc.04-09-2009
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Showing 1 to 25 of 859 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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