Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brady GreenCommonwealth Financial NetworkJ.P. Morgan Institutional Investments Inc.07-18-2016
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Aaron Jack SimonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5004-21-2017
Aaron James PutmanCommonwealth Financial NetworkHaukedahl Financial Services11-01-2017
Adam Daniel GallegosCommonwealth Financial NetworkCarey Financial, LLC$5010-12-2017
Adam David SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$5002-21-2018
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Adam Spiegelman, Alan SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual$35002-21-2018
Ahmad Motallebi KashaniCommonwealth Financial NetworkMetLife Securities Inc.02-16-2017
Alan A. FlickCommonwealth Financial NetworkMetLife Securities Inc.08-12-2016
Alan D. TranCommonwealth Financial NetworkVSR Financial Services, Inc.05-29-2015
Alan TestaCommonwealth Financial NetworkUBS Financial Services Inc.06-09-2009
Alan W. FosterCommonwealth Financial NetworkEdward Jones$2508-13-2010
Alex Christopher VasseyCommonwealth Financial NetworkFounders Financial Securities LLC01-09-2012
Alex Henry RusinowitzCommonwealth Financial NetworkJ.P. Morgan Securities LLC03-14-2013
Alex SimonCommonwealth Financial NetworkRaymond James & Associates, Inc.$2510-04-2019
Alexander Gibran KouryCommonwealth Financial NetworkHouseholder Group Estate & Retirement Specialists07-21-2017
Alexandra ArmstrongCommonwealth Financial NetworkFSC Securities Corporation$10007-23-2009
Allen Webster DillaireCommonwealth Financial NetworkH.D. Vest Investment Services$15008-22-2019
Allen Webster DillaireCommonwealth Financial NetworkH.D. Vest Investment Services$15008-22-2019
Amy Elizabeth SantarelliCommonwealth Financial NetworkUBS Financial Services Inc.$2508-24-2018
Amy Marie DowlingCommonwealth Financial NetworkAdvance Capital Services, Inc.10-18-2013
Amy SolanoCommonwealth Financial NetworkUBS Financial Services Inc.10-16-2014
Andrea Morgan Stackland-Winterer, Kevin Patrick GarlandCommonwealth Financial NetworkAmeriprise Financial Services, Inc.12-04-2009
Andrew Charles BauerCommonwealth Financial NetworkVoya Financial Advisors, Inc.$28708-04-2017
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Showing 1 to 25 of 850 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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