Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zena Nailah ChaseCommonwealth Financial NetworkVoya Financial Advisors, Inc.$10011-13-2019
Zale Robert CrawfordCommonwealth Financial NetworkMetLife Securities Inc.08-09-2013
Zachary M. WebbCommonwealth Financial NetworkCambridge Investment Research, Inc.04-23-2019
William Watkins PeermanCommonwealth Financial NetworkStanford Group Company$50003-25-2009
William Warren Armfield IICommonwealth Financial NetworkEdward Jones06-20-2014
William Wade HatcherCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50001-05-2009
William Thomas OswaldCommonwealth Financial NetworkMorgan Stanley$10009-25-2009
William Sebring HerrickCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC01-28-2014
William Scott ParkhurstCommonwealth Financial NetworkUBS Financial Services Inc.$10005-27-2011
William Sage StewartCommonwealth Financial NetworkPFG Advisors12-04-2019
William Rodger LewisCommonwealth Financial NetworkAXA Advisors, LLC$10011-30-2009
William Richard GallagherCommonwealth Financial NetworkINVEST Financial Corporation01-05-2015
William Ray VerhagenCommonwealth Financial NetworkMML Investors Services, LLC$25008-10-2018
William Michael WheltonCommonwealth Financial NetworkUvest Financial Services Group, Inc.01-03-2012
William Michael SandersCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-22-2016
William Michael LeebCommonwealth Financial NetworkFSC Securities Corporation$20004-16-2009
William Michael Heatwole IIICommonwealth Financial NetworkStratos Wealth Partners, Ltd$10009-14-2018
William Louis BramsCommonwealth Financial NetworkCapital Analysts$50005-16-2013
William Lloyd MixdorfCommonwealth Financial NetworkCetera Advisor Networks LLC$50001-29-2010
William Lawrence Gaines Sr.Commonwealth Financial NetworkEdward Jones$50008-19-2016
William Lawrence Gaines JrCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC05-22-2019
William Kent RyanCommonwealth Financial NetworkRyan Financial Advisors Inc$10001-15-2020
William Joseph CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$50008-04-2017
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William John BergCommonwealth Financial NetworkWaddell & Reed01-09-2018
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Showing 1 to 25 of 1,500 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.