Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Cyril DrysdaleCommonwealth Financial NetworkKestra Investment Services LLC06-26-2019
James Walter NoackCommonwealth Financial NetworkMadison Avenue Securities, LLC05-31-2019
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Corp.04-23-2019
Richard Paul HandCommonwealth Financial NetworkKestra Investment Services, LLC03-28-2019
Mark Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.03-19-2019
John Louis WonnebergerCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Andrew Christopher TengbladCommonwealth Financial NetworkAdvantage Investment Management, LLC02-26-2019
Charles John Rose Jr.Commonwealth Financial NetworkJ.W. Cole Financial, Inc.02-21-2019
Tyler Michael BuitenwerfCommonwealth Financial NetworkWaddell & Reed02-13-2019
James T WapelhorstCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Jesse Thomas HinrichsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Edward Vincent BaroneCommonwealth Financial NetworkM&T Securities, Inc.10-31-2018
John Henry Carty-CampbellCommonwealth Financial NetworkFSC Securities Corporation10-01-2018
Mark Jay MonsonCommonwealth Financial NetworkRaymond James Financial Services, Inc.09-26-2018
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Jeremy Mark PetersCommonwealth Financial NetworkCetera Investment Services LLC09-05-2018
Kirsten A. BagagliaCommonwealth Financial NetworkCitizens Securities, Inc.08-29-2018
John Robert ForloineCommonwealth Financial NetworkNationwide Securities, LLC08-28-2018
Scott Christopher MoestaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-24-2018
Amanda Jane JohnsonCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2018
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
Ryan Adam HuardCommonwealth Financial NetworkSentinel Securities, Inc.06-29-2018
Douglas Michael NewportCommonwealth Financial NetworkFifth Third Securities, Inc.06-14-2018
Next Page »

Showing 1 to 25 of 929 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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