Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sally Lou McCrayCommonwealth Financial NetworkKMS Financial Services, Inc.10-01-2020
James Douglas FreemanCommonwealth Financial NetworkFirst Allied Securities, Inc.09-21-2020
Cameron Sean FreemanCommonwealth Financial NetworkFirst Allied Securities, Inc.09-21-2020
William Christopher JonesCommonwealth Financial NetworkPNC Investments09-03-2020
Lafe Jeff Wheeler JrCommonwealth Financial NetworkAvantax Investment Services, Inc.09-01-2020
William Henry KempleCommonwealth Financial NetworkMML Investors Services, LLC08-24-2020
Edith Grant MeyerCommonwealth Financial NetworkHouseholder Group Estate & Retirement Specialists08-07-2020
Edward Charles SchoebCommonwealth Financial NetworkHouseholder Group Estate & Retirement Specialists08-07-2020
Thomas Christopher KempCommonwealth Financial NetworkFirst Horizon Advisors, Inc.08-07-2020
Bradley S GrothCommonwealth Financial NetworkEdward Jones07-30-2020
Dorota WarcholCommonwealth Financial NetworkMML Investors Services, LLC07-24-2020
Rachel Donaldson WoodCommonwealth Financial NetworkMML Investors Services, LLC07-24-2020
Hirbod AzmiCommonwealth Financial NetworkMML Investors Services, LLC07-24-2020
Benjamin Joseph HostetlerCommonwealth Financial NetworkMML Investors Services, LLC07-24-2020
James Randall MartinusCommonwealth Financial NetworkNYLIFE Securities LLC07-24-2020
David Rohdin PeerboomCommonwealth Financial NetworkNYLIFE Securities LLC07-24-2020
Tressa Renee WoodCommonwealth Financial NetworkMML Investors Services, LLC07-24-2020
Anthony James RemundCommonwealth Financial NetworkEdward Jones07-10-2020
Jeffrey Tyler SwansonCommonwealth Financial NetworkNext Financial Group, Inc.07-09-2020
Robin Marie TyrrellCommonwealth Financial NetworkLifecycle Financial Planners Inc.07-02-2020
William Thomas RyanCommonwealth Financial NetworkRYAN FINANCIAL ADVISORS INC06-30-2020
Andrew James SidesCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-29-2020
John Francis MoranCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-19-2020
Jennifer Elena MoranCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-19-2020
Rachael G StandaertCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC06-18-2020
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Showing 1 to 25 of 1,336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.