Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Casey Louise ReardonCommonwealth Financial NetworkUnivest Investments, Inc.10-01-2014
Jonathan Adam JagolinzerCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-29-2014
Carole Elizabeth BolducCommonwealth Financial NetworkPeople's Securities, Inc.09-05-2014
Jason Daniel HofmannCommonwealth Financial NetworkLPL Financial LLC08-29-2014
Michael Alen LegacyCommonwealth Financial NetworkMorgan Stanley08-26-2014
Kevin Richard Wichman, Brian Lawrence StephanCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Bruce Alan NewellCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Trace Cowley UdallCommonwealth Financial NetworkLPL Financial LLC08-13-2014
Donald Jay KaplanCommonwealth Financial NetworkFinancial Telesis Inc08-12-2014
Daniel Anthony TomanCommonwealth Financial NetworkFinancial Telesis Inc08-12-2014
Jeffrey Michael Prosser, Timothy Patrick Cadagin, Kevin Michael CadaginCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC08-04-2014
Matthew D MetrawCommonwealth Financial NetworkFidelity Brokerage Services LLC07-28-2014
Cheryl Lee StuartCommonwealth Financial NetworkMML Investors Services, LLC07-18-2014
William Warren Armfield IICommonwealth Financial NetworkEdward Jones06-20-2014
Christy J. SheltonCommonwealth Financial NetworkRaymond James & Associates, Inc.06-20-2014
John Leslie Bennis, Phillip Matthew FaubertCommonwealth Financial NetworkLPL Financial LLC06-13-2014
James D HeeneyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC05-23-2014
Terran Renfro TitusCommonwealth Financial NetworkVoya Financial Advisors, Inc.05-09-2014
Ka'Neda Nasha BullockCommonwealth Financial NetworkEdward Jones05-09-2014
Joseph Michael Esposito Jr., Charles Keith KikerCommonwealth Financial NetworkMML Investors Services, LLC05-06-2014
Toby Scott HarrisCommonwealth Financial NetworkFirst Allied Securities, Inc.04-08-2014
Shannon K. McKeehanCommonwealth Financial NetworkHilltop Securities Inc.04-04-2014
Joseph Scott MalmborgCommonwealth Financial NetworkKestra Investment Services, LLC03-28-2014
Laura Katherine WilliamsCommonwealth Financial NetworkFirst Allied Securities, Inc.03-17-2014
Mark Joseph DucharmeCommonwealth Financial NetworkSagePoint Financial, Inc.03-07-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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