Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay T. Dryden, Kelly Vance MoiseCommonwealth Financial NetworkMetLife Securities Inc.02-24-2014
Darin Kaoru InouyeCommonwealth Financial NetworkVSR Financial Services, Inc.02-14-2014
Seth Clinton PenneyCommonwealth Financial NetworkLPL Financial LLC02-03-2014
Robert E. Jarras, Richard Jimmie AllredCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-24-2014
James J. Quinlan Jr.Commonwealth Financial NetworkLPL Financial LLC01-10-2014
Sheila Sosnowy MenairCommonwealth Financial NetworkKey Investment Services LLC01-02-2014
David Robert HaasCommonwealth Financial NetworkLPL Financial LLC12-13-2013
Lina Commisso BowmanCommonwealth Financial NetworkSigma Financial Corporation12-09-2013
Theodore Howard NebelCommonwealth Financial NetworkAusdal Financial Partners, Inc.12-02-2013
Richard Kevin ColarossiCommonwealth Financial NetworkKestra Investment Services, LLC11-21-2013
Joseph John CahillCommonwealth Financial NetworkFirst Allied Advisory Services, Inc.11-20-2013
Matthew Oliver RamerCommonwealth Financial NetworkMorgan Stanley11-08-2013
Kevin L. DavenportCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC11-01-2013
Sean Alex Montgomery, Theresa Mary Christine MahoneyCommonwealth Financial NetworkCetera Advisor Networks LLC11-01-2013
Amy Marie DowlingCommonwealth Financial NetworkAdvance Capital Services, Inc.10-18-2013
Derrick Jerome CallisCommonwealth Financial NetworkVALIC Financial Advisors, Inc.10-08-2013
Jason Anthony BunkerCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2013
Jonathan L. BrydaCommonwealth Financial NetworkLPL Financial LLC09-18-2013
Graham Scott MillerCommonwealth Financial NetworkWaddell & Reed09-06-2013
Christopher Jon PowersCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2013
Zale Robert CrawfordCommonwealth Financial NetworkMetLife Securities Inc.08-09-2013
Nancy Jane Boggs LapointeCommonwealth Financial NetworkMetLife Securities Inc.08-09-2013
Charles Gordon CarterCommonwealth Financial NetworkThe Leaders Group, Inc.07-30-2013
Beata DragovicsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-26-2013
Sean Michael CookCommonwealth Financial NetworkCapital Analysts05-16-2013
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Showing 251 to 275 of 839 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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