Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randal Craig PlantenbergCommonwealth Financial NetworkLPL Financial LLC05-15-2013
Michelle Elizabeth PaulesCommonwealth Financial NetworkMML Investors Services, LLC04-30-2013
Lori Lantiere JohndrowCommonwealth Financial NetworkVoya Financial Advisors, Inc.04-29-2013
Edward Nichol BothfeldCommonwealth Financial NetworkLincoln Financial Advisors Corporation04-29-2013
Brian Robert KayhartCommonwealth Financial NetworkMorgan Stanley04-19-2013
Joleen Lorrain YeltonCommonwealth Financial NetworkWaddell & Reed03-28-2013
Alex Henry RusinowitzCommonwealth Financial NetworkJ.P. Morgan Securities LLC03-14-2013
Patrick Alan FlemingCommonwealth Financial NetworkFeltl & Company03-11-2013
Nicholas LoringCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2013
Richard Craig FitzerCommonwealth Financial NetworkMML Investors Services, LLC01-16-2013
Shelby Lane TrinkinoCommonwealth Financial NetworkMetLife Investors Distribution Company01-04-2013
Heidi Ann DetmerCommonwealth Financial NetworkEdward Jones12-07-2012
Daniel R. BeaudetteCommonwealth Financial NetworkWells Fargo Clearing Services, LLC12-05-2012
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Summer Parmer DealCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Kathleen Mary EricksonCommonwealth Financial NetworkInfinex Investments, Inc.10-26-2012
Mary Elizabeth ChapmanCommonwealth Financial NetworkSecurian Financial Services, Inc.10-15-2012
Nicholas Edward SternCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2012
Warren Michael CohenCommonwealth Financial NetworkJ.P. Morgan Securities LLC10-05-2012
Jeffrey Allen HatfieldCommonwealth Financial NetworkLPL Financial LLC09-21-2012
Daniel Lando Kutzke, Michael Dale Huber, Christopher Michael McKernCommonwealth Financial NetworkWoodbury Financial Services, Inc.09-06-2012
Bradley Paul JohnsonCommonwealth Financial NetworkWoodbury Financial Services, Inc.09-06-2012
David P. SantoroCommonwealth Financial NetworkNYLIFE Securities LLC07-30-2012
Anita J Fong-ChaoCommonwealth Financial NetworkLPL Financial LLC07-24-2012
Bruce Wayne GlennCommonwealth Financial NetworkLPL Financial LLC07-16-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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