Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Quentin Bradley WhiteCommonwealth Financial NetworkParkland Securities, LLC06-21-2012
Cheryl Evans LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-12-2012
Patricia Rose StevensCommonwealth Financial NetworkAmeriprise Financial Services, Inc.05-24-2012
Jeffrey Robert ReynoldsCommonwealth Financial NetworkMorgan Stanley & Co. LLC05-16-2012
Richard Raymond CarlsonCommonwealth Financial NetworkUBS Financial Services Inc.05-11-2012
James Donald ArnoldCommonwealth Financial NetworkLPL Financial LLC05-01-2012
Megan Stevenson BourqueCommonwealth Financial NetworkEdward Jones04-18-2012
Kyle Hagan-CollinsCommonwealth Financial NetworkMMC Securities LLC04-02-2012
Brian Timothy BeaulieuCommonwealth Financial NetworkCentaurus Financial, Inc.03-02-2012
Nicholas James WilkinsCommonwealth Financial NetworkSecurian Financial Services, Inc.03-02-2012
Ryan Franklin EvansCommonwealth Financial NetworkSecurian Financial Services, Inc.03-02-2012
Michelle Renee MartinCommonwealth Financial NetworkMorgan Stanley02-17-2012
David Andrew RampelloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.02-03-2012
Mark Christopher BoldeiaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.02-03-2012
Brian Steven GlazerCommonwealth Financial NetworkCincinnati Analysts, Inc.02-01-2012
Scott Alden PortlockCommonwealth Financial NetworkMacro Consulting Group01-23-2012
Alex Christopher VasseyCommonwealth Financial NetworkFounders Financial Securities LLC01-09-2012
Nicole Catherine DomnarskiCommonwealth Financial NetworkUBS Financial Services Inc.01-04-2012
David Fairfield Pratt GuyettCommonwealth Financial NetworkSigma Financial Corporation01-03-2012
William Michael WheltonCommonwealth Financial NetworkUvest Financial Services Group, Inc.01-03-2012
Thomas John DuceyCommonwealth Financial NetworkUvest Financial Services Group, Inc.01-03-2012
Kenneth Charles WattCommonwealth Financial NetworkUvest Financial Services Group, Inc.01-03-2012
Leroy Wesley MilletCommonwealth Financial NetworkUvest Financial Services Group, Inc.01-03-2012
Martha Nash CrockerCommonwealth Financial NetworkSigma Financial Corporation11-30-2011
Richard F. HendricksCommonwealth Financial NetworkHD Vest Investment Services10-10-2011
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Showing 301 to 325 of 839 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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