Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edward Tyrrell II, Scott James Leclaire, Russell Kingsley Bell, Jay Russell TibballCommonwealth Financial NetworkSecurities America, Inc.09-30-2011
Douglas Scott HardyCommonwealth Financial NetworkUBS Financial Services Inc.09-02-2011
Michael Jeffrey SalernoCommonwealth Financial NetworkThe O.N. Equity Sales Company09-01-2011
Patricia M GildeaCommonwealth Financial NetworkOgilvie Security Advisors Corporation08-31-2011
Joseph Francis BonaseraCommonwealth Financial NetworkOgilvie Security Advisors Corporation08-31-2011
Peter Millard ManningCommonwealth Financial NetworkOgilvie Security Advisors Corporation08-31-2011
Charles Gregory Olsen, Terry Joseph Heimes, Ryan Blake Anderson, Travis David Riggert, Jack Henry RotherCommonwealth Financial NetworkSecurities America, Inc.08-01-2011
Mark Anthony RodaCommonwealth Financial NetworkTD Ameritrade Investment Management, LLC08-01-2011
Richard Preston TonkinsonCommonwealth Financial NetworkSecurities America, Inc.07-15-2011
Margarita Barrera TonkinsonCommonwealth Financial NetworkSecurities America, Inc.07-15-2011
Kristina Nikolayevna ShamoninaCommonwealth Financial NetworkSecurities America, Inc.07-15-2011
Jordan M HickeyCommonwealth Financial NetworkSecurities America, Inc.07-07-2011
Lew Denis JonesCommonwealth Financial NetworkSecurities America, Inc.06-30-2011
Stanley Eugene McCormackCommonwealth Financial NetworkSecurities America, Inc.06-30-2011
Jesse Walter BellCommonwealth Financial NetworkSigma Financial Corporation06-22-2011
Charles John Ferrari, Mark Lynn MillerCommonwealth Financial NetworkEdward Jones05-06-2011
Christopher Gerald AndersonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC05-06-2011
Bentley Gerald HutchingsCommonwealth Financial NetworkEnsemble Financial Services, Inc.04-25-2011
Steven Jeffrey KaneCommonwealth Financial NetworkEnsemble Financial Services, Inc.04-25-2011
Michelle Rinder MahoneyCommonwealth Financial NetworkSecurities America, Inc.04-15-2011
Julie Ann FullerCommonwealth Financial NetworkSecurities America, Inc.04-15-2011
John Charles PetersCommonwealth Financial NetworkFinancial Telesis Inc03-31-2011
Nathan Matthew ArchuletaCommonwealth Financial NetworkT. Rowe Price Investment Services, Inc.03-30-2011
Kevin John DeangelisCommonwealth Financial NetworkCitizens Securities, Inc.02-07-2011
Gregory Dean EdwardsCommonwealth Financial NetworkAIG Capital Services, Inc.02-01-2011
« Previous PageNext Page »

Showing 326 to 350 of 839 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.