Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John J. TaussCommonwealth Financial NetworkForeside Fund Services, LLC01-04-2011
Patrick James ClarkCommonwealth Financial NetworkWRP Investments, Inc.01-03-2011
Helen Kurlander GoldsteinCommonwealth Financial NetworkThurston Springer Financial12-20-2010
Jamie Lynn DirenzoCommonwealth Financial NetworkCetera Advisor Networks LLC12-07-2010
Luz B. Elfiki, Stephen Ford LondonCommonwealth Financial NetworkNew England Securities12-03-2010
Hulon Otis Warlick IV, Stacey Stephenson HydeCommonwealth Financial NetworkFTB Advisors, Inc.11-03-2010
Laura Noel WoodsCommonwealth Financial NetworkNew England Securities08-31-2010
Matthew D. BiffenCommonwealth Financial NetworkSecurities America, Inc.08-23-2010
James Stephen Davos Jr.Commonwealth Financial NetworkNew England Securities08-20-2010
Steven Michael LoweCommonwealth Financial NetworkForesters Financial Services, Inc.06-16-2010
Bradley Scott RobertsCommonwealth Financial NetworkJ.J.B. Hilliard, W.L. Lyons, LLC06-11-2010
Michael Brian PrivettCommonwealth Financial NetworkThe Gensler Group06-04-2010
Brian D BohnsackCommonwealth Financial NetworkQA3 Financial Corp.05-25-2010
Michael Alan Manning, William Benjamin CorderCommonwealth Financial NetworkLPL Financial LLC05-18-2010
Kevin Joseph QuiltyCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2010
Elliot Lee LukeCommonwealth Financial NetworkUBS Financial Services Inc.04-16-2010
Irene Sumiko Nakashima, Lane Saiichi NakashimaCommonwealth Financial NetworkUBS Financial Services Inc.04-09-2010
Robert Clifford HavensCommonwealth Financial NetworkAccess Financial Group, Inc.04-01-2010
Matthew David GlovaCommonwealth Financial NetworkSignator Investors, Inc.03-24-2010
Daniel Antonino SpartaCommonwealth Financial NetworkTD Wealth Management Services Inc.03-18-2010
Timothy Edmund Hopkins SchoefflerCommonwealth Financial NetworkCurian Clearing, LLC03-02-2010
Melinda T. PakulskiCommonwealth Financial NetworkTD Wealth Management Services Inc.02-26-2010
Richard John LebrantiCommonwealth Financial NetworkNew England Securities02-26-2010
Shana BielichCommonwealth Financial NetworkFederated Securities Corp.02-23-2010
Matthew Thomas SimardCommonwealth Financial NetworkTD Wealth Management Services Inc.01-04-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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