Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Renee Sanders TupitzaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-28-2018
John Robert ForloineCommonwealth Financial NetworkNationwide Securities, LLC08-28-2018
Stephanie N AshleyCommonwealth Financial NetworkCharles Schwab & Co., Inc.08-20-2018
Daniel Joseph LanasaCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2018
Charles Alexander StewartCommonwealth Financial NetworkSecurian Financial Services, Inc.08-15-2018
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
Kelly Ann BinkowskiCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2018
Douglas Michael NewportCommonwealth Financial NetworkFifth Third Securities, Inc.06-14-2018
Seth Richard HoffmanCommonwealth Financial NetworkAXA Advisors, LLC06-04-2018
Steven Mark DraczynskiCommonwealth Financial NetworkFidelity Brokerage Services LLC06-04-2018
Elizabeth O. CampbellCommonwealth Financial NetworkBoston Harbor Wealth Advisors, LLC05-31-2018
Scott William HolmesCommonwealth Financial NetworkNeuberger Berman LLC05-22-2018
David Alan FlandersCommonwealth Financial Network1st Global Capital Corp.05-11-2018
James Walter CushmanCommonwealth Financial NetworkLegg Mason Investor Services, LLC04-26-2018
Nathan Riess WegmanCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-20-2018
Sarah W. Whipps KendaCommonwealth Financial NetworkSalient Capital L.P.04-18-2018
Thomas Francis Kennedy IIICommonwealth Financial NetworkPrudential Investment Management Services LLC04-02-2018
Tiffany Marie TomassoniCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-02-2018
Mackenzie M. RichardsCommonwealth Financial NetworkCitizens Securities, Inc.03-15-2018
Jordan Douglas TraubCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Candice Ruth MonroeCommonwealth Financial NetworkMorgan Stanley02-12-2018
Laurie LipmanCommonwealth Financial NetworkGood Life Advisors, LLC02-02-2018
Jeremy Michael BokCommonwealth Financial NetworkLPL Financial LLC01-26-2018
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Showing 51 to 75 of 839 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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