Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael A. SoloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-06-2017
Brian Matthew BeanCommonwealth Financial NetworkWFG Investments, Inc.08-25-2017
John David WiedmaierCommonwealth Financial NetworkWFG Investments, Inc.08-21-2017
Ryan Anthony SmithCommonwealth Financial NetworkWFG Investments, Inc.08-17-2017
Theresa Lee CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.08-15-2017
Jason Warren EakerCommonwealth Financial NetworkCambridge Investment Research, Inc.08-14-2017
Terrence Stephen CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.08-04-2017
Carl Joseph CieplinskiCommonwealth Financial NetworkVoya Financial Advisors, Inc.08-04-2017
Peter Matthew Fahey Jr.Commonwealth Financial NetworkWells Fargo Clearing Services, LLC08-03-2017
Alexander Gibran KouryCommonwealth Financial NetworkHouseholder Group Estate & Retirement Specialists07-21-2017
Cale Branden FlageCommonwealth Financial NetworkCetera Advisors LLC06-01-2017
Bradley Martin HappelCommonwealth Financial NetworkVoya Financial Advisors, Inc.05-23-2017
Todd J WokoskeCommonwealth Financial NetworkPark Avenue Securities LLC05-17-2017
Kevin Michael Curley IICommonwealth Financial NetworkUBS Financial Services Inc.05-17-2017
David Andrew RoggenkampCommonwealth Financial NetworkSignator Investors, Inc.05-15-2017
Kelley Elizabeth McGoldrickCommonwealth Financial NetworkMorgan Stanley05-03-2017
Ryan C. OldsCommonwealth Financial NetworkSecurities America, Inc.05-01-2017
John Charles HogelandCommonwealth Financial NetworkWaddell & Reed04-06-2017
Daniel Michael DibuonoCommonwealth Financial NetworkUBS Financial Services Inc.03-31-2017
Matthew P. GreeneCommonwealth Financial NetworkFidelity Brokerage Services LLC03-22-2017
Vertti Eemeli Iso-AholaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.03-03-2017
Mark FicheraCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
John AromandoCommonwealth Financial NetworkLPL Financial LLC02-28-2017
John Christopher ShiblesCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
Michael Folan OberdorfCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
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Showing 101 to 125 of 839 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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