Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Christopher ShiblesCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
Michael Folan OberdorfCommonwealth Financial NetworkRegal Securities, Inc.02-28-2017
Dustin S. OsborneCommonwealth Financial NetworkAXA Advisors, LLC02-24-2017
Ahmad Motallebi KashaniCommonwealth Financial NetworkMetLife Securities Inc.02-16-2017
Cameron S. KashaniCommonwealth Financial NetworkMetLife Securities Inc.02-16-2017
Robert James Messett Jr.Commonwealth Financial NetworkWFG Investments, Inc.02-15-2017
Edward P. CaballeroCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2017
Michael Ross WestonCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-20-2017
Christopher M. HoveyCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Magdalena JohndrowCommonwealth Financial NetworkJ.P. Morgan Securities LLC01-03-2017
Norman Lee HartCommonwealth Financial NetworkCetera Advisors LLC11-28-2016
John Robert Bleier Jr.Commonwealth Financial NetworkHornor, Townsend & Kent, LLC11-04-2016
Charles Alfred Constantino IICommonwealth Financial NetworkHornor, Townsend & Kent, LLC11-04-2016
Ruben Lopez Jr.Commonwealth Financial NetworkWells Fargo Clearing Services, LLC11-04-2016
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jason WeszkaCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jordan HuchtCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Benjamin WozniakCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Jennifer Elaine YeaterCommonwealth Financial NetworkSignator Investors, Inc.10-05-2016
Eric Scott Colella, Allan Jay Turoff, Alexander James Saulon Jr., Justin Plastino, Jeffrey Michael Wolf, Ian Kahil, Tim Ryan McDonaldCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Ronald James LomanginoCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
William Andrew GrundigCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Kevin HutnikCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
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Showing 126 to 150 of 841 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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