Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashley Kim SparhawkCommonwealth Financial NetworkJohn Hancock Funds, LLC09-23-2016
Timothy Stephen O'ConnorCommonwealth Financial NetworkLPL Financial LLC09-15-2016
Katherine Boucher BradyCommonwealth Financial NetworkLPL Financial LLC09-15-2016
Thomas J MuscatoCommonwealth Financial NetworkEdward Jones09-06-2016
Stephen W. CaplanCommonwealth Financial NetworkNYLIFE Distributors LLC08-26-2016
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC08-25-2016
William Lawrence Gaines Sr.Commonwealth Financial NetworkEdward Jones08-19-2016
Brett Alan MoldenhauerCommonwealth Financial NetworkAmeritas Investment Corp.08-15-2016
Peter Edward RuthCommonwealth Financial NetworkMaplewood Investment Advisors, Inc.08-15-2016
Gregory Harris KoteckiCommonwealth Financial NetworkAmeritas Investment Corp.08-15-2016
Jaron H. PoulsonCommonwealth Financial NetworkMML Investors Services, LLC08-12-2016
Alan A. FlickCommonwealth Financial NetworkMetLife Securities Inc.08-12-2016
Daniel Robert RyelCommonwealth Financial NetworkMetLife Securities Inc.08-05-2016
Robert Scott MarksCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
Aaron Brady GreenCommonwealth Financial NetworkJ.P. Morgan Institutional Investments Inc.07-18-2016
Scott R. HerzCommonwealth Financial NetworkTransamerica Investors Securities Corporation07-08-2016
Eric D. KieffnerCommonwealth Financial NetworkMetLife Securities Inc.07-08-2016
Danielle M. LandonCommonwealth Financial NetworkCetera Advisor Networks LLC05-25-2016
Mark KerrCommonwealth Financial NetworkEdward Jones05-20-2016
William Michael SandersCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-22-2016
Daniel Scott PetersenCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC03-15-2016
Matthew Russell LandonCommonwealth Financial NetworkFusion Analytics Securities LLC02-19-2016
Nicholas William ThomasCommonwealth Financial NetworkRaymond James Financial Services, Inc.02-19-2016
Walter Gerard BouchardCommonwealth Financial NetworkLPL Financial LLC02-16-2016
John William Rubottom Jr.Commonwealth Financial NetworkProspera Financial Services, Inc.01-14-2016
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Showing 151 to 175 of 839 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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