Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Douglas GoostreeCommonwealth Financial NetworkLPL Financial LLC12-16-2015
Michael Tobias GoostreeCommonwealth Financial NetworkLPL Financial LLC12-16-2015
Nicholas Martin RoseCommonwealth Financial NetworkAXA Advisors, LLC11-20-2015
Sarah Beth KaplanCommonwealth Financial NetworkK-Financial, LLC11-06-2015
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC11-06-2015
Mark Robert FinneyCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.10-30-2015
James John IozzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.10-23-2015
Marc Wayne LevyCommonwealth Financial NetworkMML Investors Services, LLC10-22-2015
Anne Johnson BorstCommonwealth Financial NetworkPickler Wealth Advisors LLC10-15-2015
Jeffrey Lynn TionaCommonwealth Financial NetworkHD Vest Investment Services09-30-2015
Robert Edwin Jones Jr.Commonwealth Financial NetworkPruco Securities, LLC.09-30-2015
Ryan Donald OlschefskieCommonwealth Financial NetworkFidelity Brokerage Services LLC09-18-2015
Christopher Baxter JonesCommonwealth Financial NetworkStephens09-03-2015
Stephen Kyle TaylorCommonwealth Financial NetworkNfp Advisor Services08-20-2015
Timothy Kevin TaylorCommonwealth Financial NetworkNfp Advisor Services08-20-2015
Kevin David ParoCommonwealth Financial NetworkPrivate Advisor Group, LLC07-30-2015
Brent A. CaswellCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.07-24-2015
Carol Nadine AbeloeCommonwealth Financial NetworkJHS Capital Advisors, LLC07-09-2015
John-Paul Francis StornettaCommonwealth Financial NetworkJHS Capital Advisors, LLC07-09-2015
Peter Anthony FinchCommonwealth Financial NetworkMML Investors Services, LLC06-26-2015
Daniel Davin LabarCommonwealth Financial NetworkLPL Financial LLC06-08-2015
Peter Kenneth GawrelukCommonwealth Financial NetworkCetera Advisor Networks LLC06-01-2015
Alan D. TranCommonwealth Financial NetworkVSR Financial Services, Inc.05-29-2015
Daniel Joseph FlanaganCommonwealth Financial NetworkLexington Wealth Management, Inc.05-18-2015
Anthony Joseph VignolaCommonwealth Financial NetworkLPL Financial LLC05-14-2015
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Showing 176 to 200 of 839 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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